| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,351,100 | 17,429,000 | 23.18% | ||
| 2 | MORGAN STANLEY | 823,381 | 10,621,000 | 14.13% | ||
| 3 | UBS Group AG | 452,284 | 5,834,000 | 7.76% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 331,151 | 4,271,000 | 5.68% | ||
| 5 | TAM Capital Management Inc. | 294,906 | 3,804,000 | 5.06% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 219,389 | 2,830,000 | 3.76% | ||
| 7 | WELLS FARGO & COMPANY/MN | 193,826 | 2,500,000 | 3.32% | ||
| 8 | ROYAL BANK OF CANADA | 146,448 | 1,889,000 | 2.51% | ||
| 9 | GOLDMAN SACHS GROUP INC | 144,348 | 1,862,000 | 2.48% | ||
| 10 | Invesco Ltd. | 133,079 | 1,717,000 | 2.28% | ||
| 11 | IRON Financial LLC | 12,498 | 1,612,000 | 2.14% | ||
| 12 | CITIGROUP INC | 123,520 | 1,593,000 | 2.12% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 118,143 | 1,524,000 | 2.03% | ||
| 14 | Karpus Management, Inc. | 114,000 | 1,471,000 | 1.96% | ||
| 15 | DEUTSCHE BANK AG\ | 110,971 | 1,431,000 | 1.90% | ||
| 16 | NAPLES GLOBAL ADVISORS, LLC | 102,135 | 1,318,000 | 1.75% | ||
| 17 | LPL Financial LLC | 97,182 | 1,254,000 | 1.67% | ||
| 18 | COHEN & STEERS, INC. | 88,632 | 1,143,000 | 1.52% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 61,563 | 794,000 | 1.06% | ||
| 20 | TFS CAPITAL LLC | 60,263 | 777,000 | 1.03% | ||
| 21 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 736,000 | 0.98% | PRN | |
| 22 | HIGHBRIDGE CAPITAL MANAGEMENT LLC | 55,035 | 710,000 | 0.94% | ||
| 23 | AMERIPRISE FINANCIAL INC | 45,637 | 589,000 | 0.78% | ||
| 24 | HighTower Advisors, LLC | 37,710 | 486,000 | 0.65% | ||
| 25 | SG Americas Securities, LLC | 37,480 | 483,000 | 0.64% | ||
| 26 | DOLIVER ADVISORS, LP | 35,849 | 462,000 | 0.61% | ||
| 27 | Pine River Capital Management L.P. | 35,565 | 458,000 | 0.61% | ||
| 28 | OTA Financial Group L.P. | 32,174 | 415,000 | 0.55% | ||
| 29 | Commonwealth Equity Services, Inc | 30,939 | 399,000 | 0.53% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 26,181 | 338,000 | 0.45% | ||
| 31 | FCG ADVISORS, LLC | 25,541 | 329,000 | 0.44% | ||
| 32 | NEVILLE RODIE & SHAW INC | 22,172 | 286,000 | 0.38% | ||
| 33 | PINNACLE ASSOCIATES LTD | 20,678 | 267,000 | 0.36% | ||
| 34 | Silver Lake Advisory, LLC | 20,517 | 265,000 | 0.35% | ||
| 35 | ACG Wealth | 20,000 | 258,000 | 0.34% | ||
| 36 | CREDIT SUISSE AG/ | 19,973 | 258,000 | 0.34% | ||
| 37 | King Wealth Management Group | 19,459 | 251,000 | 0.33% | ||
| 38 | Cambridge Investment Research Advisors, Inc. | 17,632 | 227,000 | 0.30% | ||
| 39 | Horizon Kinetics LLC | 17,187 | 222,000 | 0.30% | ||
| 40 | MACKAY SHIELDS LLC | 17,036 | 220,000 | 0.29% | ||
| 41 | Cetera Advisor Networks LLC | 16,176 | 209,000 | 0.28% | ||
| 42 | Janney Montgomery Scott LLC | 14,875 | 191,883 | 0.26% | ||
| 43 | Essex Financial Services, Inc. | 13,082 | 169,000 | 0.22% | ||
| 44 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 162,000 | 0.22% | ||
| 45 | KELLEHER FINANCIAL ADVISORS | 10,850 | 139,000 | 0.18% | ||
| 46 | OPPENHEIMER & CO INC | 10,637 | 137,000 | 0.18% | ||
| 47 | Bank of New York Mellon Corp | 10,274 | 133,000 | 0.18% | ||
| 48 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 132,000 | 0.18% | ||
| 49 | MSI Financial Services Inc | 9,504 | 123,000 | 0.16% | ||
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 9,084 | 117,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
