| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,353,100 | 17,685,000 | 22.14% | ||
| 2 | MORGAN STANLEY | 679,799 | 8,885,000 | 11.12% | ||
| 3 | MACKAY SHIELDS LLC | 545,845 | 7,134,000 | 8.93% | ||
| 4 | UBS Group AG | 471,668 | 6,165,000 | 7.72% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 334,649 | 4,374,000 | 5.48% | ||
| 6 | TAM Capital Management Inc. | 228,893 | 2,992,000 | 3.75% | ||
| 7 | DEUTSCHE BANK AG\ | 225,564 | 2,946,000 | 3.69% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 220,332 | 2,880,000 | 3.61% | ||
| 9 | WELLS FARGO & COMPANY/MN | 203,622 | 2,661,000 | 3.33% | ||
| 10 | NAPLES GLOBAL ADVISORS, LLC | 156,400 | 2,044,000 | 2.56% | ||
| 11 | GOLDMAN SACHS GROUP INC | 145,920 | 1,907,000 | 2.39% | ||
| 12 | ROYAL BANK OF CANADA | 142,098 | 1,857,000 | 2.32% | ||
| 13 | Invesco Ltd. | 138,883 | 1,815,000 | 2.27% | ||
| 14 | CITIGROUP INC | 134,135 | 1,753,000 | 2.19% | ||
| 15 | AQR ARBITRAGE LLC | 120,937 | 1,581,000 | 1.98% | ||
| 16 | LPL Financial LLC | 95,362 | 1,247,000 | 1.56% | ||
| 17 | Karpus Management, Inc. | 84,900 | 1,110,000 | 1.39% | ||
| 18 | COHEN & STEERS, INC. | 71,821 | 939,000 | 1.18% | ||
| 19 | COHEN & STEERS CAPITAL MANAGEMENT INC | 71,821 | 939,000 | 1.18% | ||
| 20 | Virtu KCG Holdings LLC | 61,025 | 798,000 | 1.00% | ||
| 21 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 746,000 | 0.93% | PRN | |
| 22 | NATIONAL PLANNING CORP | 50,000 | 649,000 | 0.81% | ||
| 23 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 42,626 | 557,000 | 0.70% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 40,123 | 524,000 | 0.66% | ||
| 25 | MARINER WEALTH ADVISORS-NYC, LLC | 39,657 | 518,000 | 0.65% | ||
| 26 | HighTower Advisors, LLC | 37,710 | 493,000 | 0.62% | ||
| 27 | Commonwealth Equity Services, Inc | 30,968 | 405,000 | 0.51% | ||
| 28 | DOLIVER ADVISORS, LP | 30,919 | 404,000 | 0.51% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 24,809 | 324,000 | 0.41% | ||
| 30 | Silver Lake Advisory, LLC | 23,492 | 307,000 | 0.38% | ||
| 31 | PINNACLE ASSOCIATES LTD | 23,296 | 304,000 | 0.38% | ||
| 32 | NEVILLE RODIE & SHAW INC | 22,172 | 290,000 | 0.36% | ||
| 33 | ACG Wealth | 20,000 | 261,000 | 0.33% | ||
| 34 | CREDIT SUISSE AG/ | 19,973 | 261,000 | 0.33% | ||
| 35 | WOLVERINE ASSET MANAGEMENT LLC | 17,665 | 230,000 | 0.29% | ||
| 36 | TIAA CREF TRUST CO FSB/MO | 16,024 | 209,000 | 0.26% | ||
| 37 | Janney Montgomery Scott LLC | 14,880 | 194,000 | 0.24% | ||
| 38 | Essex Financial Services, Inc. | 13,639 | 178,000 | 0.22% | ||
| 39 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 164,000 | 0.21% | ||
| 40 | Cetera Advisor Networks LLC | 12,245 | 160,000 | 0.20% | ||
| 41 | KELLEHER FINANCIAL ADVISORS | 10,850 | 141,000 | 0.18% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,655 | 140,000 | 0.18% | ||
| 43 | OPPENHEIMER & CO INC | 10,450 | 137,000 | 0.17% | ||
| 44 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 134,000 | 0.17% | ||
| 45 | MSI Financial Services Inc | 9,615 | 126,000 | 0.16% | ||
| 46 | GUPTA WEALTH MANAGEMENT LLC | 4,630 | 61,000 | 0.08% | ||
| 47 | Joel Isaacson & Co., LLC | 3,772 | 49,000 | 0.06% | ||
| 48 | PNC FINANCIAL SERVICES GROUP, INC. | 2,840 | 37,000 | 0.05% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 1,954 | 25,539 | 0.03% | ||
| 50 | WHITTIER TRUST CO | 1,802 | 24,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
