| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,279,585 | 17,198,000 | 16.63% | ||
| 2 | MORGAN STANLEY | 768,538 | 10,329,000 | 9.99% | ||
| 3 | UBS Group AG | 515,715 | 6,931,000 | 6.70% | ||
| 4 | USCA RIA LLC | 80,640 | 6,000,000 | 5.80% | ||
| 5 | GFS Advisors, LLC | 80,640 | 6,000,000 | 5.80% | ||
| 6 | MACKAY SHIELDS LLC | 374,856 | 5,038,000 | 4.87% | ||
| 7 | Fiera Capital Corp | 340,924 | 4,582,000 | 4.43% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 310,551 | 4,174,000 | 4.04% | ||
| 9 | Laurion Capital Management LP | 286,118 | 3,845,000 | 3.72% | ||
| 10 | NAPLES GLOBAL ADVISORS, LLC | 227,070 | 3,052,000 | 2.95% | ||
| 11 | ROYAL BANK OF CANADA | 217,054 | 2,917,000 | 2.82% | ||
| 12 | WELLS FARGO & COMPANY/MN | 202,015 | 2,715,000 | 2.63% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 198,605 | 2,669,000 | 2.58% | ||
| 14 | 1832 Asset Management L.P. | 100,000 | 2,255,000 | 2.18% | ||
| 15 | HighTower Advisors, LLC | 152,898 | 2,055,000 | 1.99% | ||
| 16 | CITIGROUP INC | 149,679 | 2,012,000 | 1.95% | ||
| 17 | LPL Financial LLC | 140,510 | 1,910,000 | 1.85% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 113,420 | 1,524,000 | 1.47% | ||
| 19 | Invesco Ltd. | 105,888 | 1,423,000 | 1.38% | ||
| 20 | DEUTSCHE BANK AG\ | 95,812 | 1,287,000 | 1.24% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 93,802 | 1,261,000 | 1.22% | ||
| 22 | NEWGATE CAPITAL MANAGEMENT LLC | 88,845 | 1,189,000 | 1.15% | ||
| 23 | Curi Capital, LLC | 62,562 | 841,000 | 0.81% | ||
| 24 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 767,000 | 0.74% | PRN | |
| 25 | NATIONAL PLANNING CORP | 54,000 | 753,000 | 0.73% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 53,090 | 714,000 | 0.69% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 51,113 | 686,000 | 0.66% | ||
| 28 | Tortoise Investment Management, LLC | 49,660 | 667,000 | 0.65% | ||
| 29 | NWAM LLC | 46,917 | 631,000 | 0.61% | ||
| 30 | AQR ARBITRAGE LLC | 41,573 | 559,000 | 0.54% | ||
| 31 | Mariner, LLC | 39,657 | 533,000 | 0.52% | ||
| 32 | Stanley-Laman Group, Ltd. | 38,000 | 511,000 | 0.49% | ||
| 33 | Commonwealth Equity Services, Inc | 35,902 | 483,000 | 0.47% | ||
| 34 | RAYMOND JAMES & ASSOCIATES | 32,783 | 441,000 | 0.43% | ||
| 35 | COHEN & STEERS, INC. | 32,534 | 437,000 | 0.42% | ||
| 36 | MSI Financial Services Inc | 32,033 | 431,000 | 0.42% | ||
| 37 | PINNACLE ASSOCIATES LTD | 29,768 | 400,000 | 0.39% | ||
| 38 | First Allied Advisory Services, Inc. | 26,979 | 362,000 | 0.35% | ||
| 39 | NEVILLE RODIE & SHAW INC | 22,172 | 298,000 | 0.29% | ||
| 40 | ACG Wealth | 20,000 | 269,000 | 0.26% | ||
| 41 | CREDIT SUISSE AG/ | 19,973 | 268,000 | 0.26% | ||
| 42 | Janney Montgomery Scott LLC | 18,104 | 243,000 | 0.24% | ||
| 43 | TFS CAPITAL LLC | 16,707 | 225,000 | 0.22% | ||
| 44 | KELLEHER FINANCIAL ADVISORS | 16,605 | 223,000 | 0.22% | ||
| 45 | STIFEL FINANCIAL CORP | 14,860 | 200,000 | 0.19% | ||
| 46 | King Wealth Management Group | 14,791 | 199,000 | 0.19% | ||
| 47 | Essex Financial Services, Inc. | 14,441 | 194,000 | 0.19% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,691 | 170,000 | 0.16% | ||
| 49 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 169,000 | 0.16% | ||
| 50 | Cetera Advisor Networks LLC | 12,245 | 165,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
