| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,665,754 | 21,338,000 | 20.55% | ||
| 2 | MORGAN STANLEY | 800,911 | 10,259,000 | 9.88% | ||
| 3 | MACKAY SHIELDS LLC | 648,590 | 8,308,000 | 8.00% | ||
| 4 | UBS Group AG | 508,929 | 6,519,000 | 6.28% | ||
| 5 | Fiera Capital Corp | 455,058 | 5,829,000 | 5.61% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 446,067 | 5,714,000 | 5.50% | ||
| 7 | Edge Wealth Management LLC | 331,705 | 4,251,000 | 4.09% | ||
| 8 | HighTower Advisors, LLC | 324,020 | 4,151,000 | 4.00% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 278,806 | 3,571,000 | 3.44% | ||
| 10 | ROYAL BANK OF CANADA | 255,778 | 3,277,000 | 3.16% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 244,147 | 3,128,000 | 3.01% | ||
| 12 | NAPLES GLOBAL ADVISORS, LLC | 238,920 | 3,061,000 | 2.95% | ||
| 13 | WELLS FARGO & COMPANY/MN | 211,253 | 2,706,000 | 2.61% | ||
| 14 | CITIGROUP INC | 186,000 | 2,383,000 | 2.29% | ||
| 15 | Invesco Ltd. | 170,879 | 2,189,000 | 2.11% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 131,455 | 1,684,000 | 1.62% | ||
| 17 | 1832 Asset Management L.P. | 100,000 | 1,281,000 | 1.23% | ||
| 18 | LPL Financial LLC | 95,647 | 1,223,000 | 1.18% | ||
| 19 | LAZARD ASSET MANAGEMENT LLC | 60,800 | 778,000 | 0.75% | PRN | |
| 20 | Cambridge Investment Research Advisors, Inc. | 57,201 | 733,000 | 0.71% | ||
| 21 | NATIONAL PLANNING CORP | 54,000 | 697,000 | 0.67% | ||
| 22 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 51,600 | 661,000 | 0.64% | ||
| 23 | Commonwealth Equity Services, Inc | 50,586 | 648,000 | 0.62% | ||
| 24 | NWAM LLC | 49,767 | 638,000 | 0.61% | ||
| 25 | Tortoise Investment Management, LLC | 48,026 | 615,000 | 0.59% | ||
| 26 | Stockman Wealth Management, Inc. | 43,862 | 562,000 | 0.54% | ||
| 27 | Squarepoint Ops LLC | 39,806 | 510,000 | 0.49% | ||
| 28 | Mariner, LLC | 39,657 | 508,000 | 0.49% | ||
| 29 | MSI Financial Services Inc | 38,974 | 499,000 | 0.48% | ||
| 30 | ISRAEL DISCOUNT BANK OF NEW YORK | 32,150 | 412,000 | 0.40% | ||
| 31 | Silver Lake Advisory, LLC | 30,652 | 393,000 | 0.38% | ||
| 32 | PINNACLE ASSOCIATES LTD | 28,378 | 364,000 | 0.35% | ||
| 33 | Janney Montgomery Scott LLC | 25,863 | 331,000 | 0.32% | ||
| 34 | INGALLS & SNYDER LLC | 24,244 | 311,000 | 0.30% | ||
| 35 | First Allied Advisory Services, Inc. | 24,118 | 309,000 | 0.30% | ||
| 36 | IFC Holdings Incorporated/FL | 23,880 | 304,000 | 0.29% | ||
| 37 | Weiss Asset Management LP | 21,245 | 272,000 | 0.26% | ||
| 38 | CREDIT SUISSE AG/ | 19,973 | 256,000 | 0.25% | ||
| 39 | STIFEL FINANCIAL CORP | 19,680 | 251,000 | 0.24% | ||
| 40 | Virtu KCG Holdings LLC | 19,615 | 251,000 | 0.24% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 17,573 | 225,000 | 0.22% | ||
| 42 | Neuberger Berman Group LLC | 17,001 | 218,000 | 0.21% | ||
| 43 | KELLEHER FINANCIAL ADVISORS | 16,305 | 208,000 | 0.20% | ||
| 44 | Stanley-Laman Group, Ltd. | 15,000 | 192,000 | 0.18% | ||
| 45 | CITADEL ADVISORS LLC | 14,676 | 188,000 | 0.18% | ||
| 46 | Essex Financial Services, Inc. | 14,441 | 185,000 | 0.18% | ||
| 47 | TFS CAPITAL LLC | 13,428 | 172,000 | 0.17% | ||
| 48 | Cetera Advisor Networks LLC | 12,245 | 157,000 | 0.15% | ||
| 49 | ADVISOR GROUP, INC. | 11,777 | 151,000 | 0.15% | ||
| 50 | NEXT Financial Group, Inc | 11,614 | 149,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
