| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,558,744 | 19,625,000 | 23.82% | ||
| 2 | MORGAN STANLEY | 833,254 | 10,490,000 | 12.73% | ||
| 3 | MACKAY SHIELDS LLC | 545,845 | 6,872,000 | 8.34% | ||
| 4 | UBS Group AG | 499,931 | 6,294,000 | 7.64% | ||
| 5 | Samson Capital Advisors LLC | 319,213 | 4,019,000 | 4.88% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 247,437 | 3,116,000 | 3.78% | ||
| 7 | Karpus Management, Inc. | 247,523 | 3,116,000 | 3.78% | ||
| 8 | WELLS FARGO & COMPANY/MN | 205,333 | 2,586,000 | 3.14% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 202,851 | 2,554,000 | 3.10% | ||
| 10 | NAPLES GLOBAL ADVISORS, LLC | 185,975 | 2,341,000 | 2.84% | ||
| 11 | ROYAL BANK OF CANADA | 165,774 | 2,087,000 | 2.53% | ||
| 12 | CITIGROUP INC | 139,241 | 1,753,000 | 2.13% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 123,317 | 1,545,000 | 1.88% | ||
| 14 | DEUTSCHE BANK AG\ | 118,502 | 1,491,000 | 1.81% | ||
| 15 | Invesco Ltd. | 102,875 | 1,295,000 | 1.57% | ||
| 16 | Strategic Advisors LLC | 94,874 | 1,194,000 | 1.45% | ||
| 17 | AQR ARBITRAGE LLC | 91,190 | 1,148,000 | 1.39% | ||
| 18 | COHEN & STEERS, INC. | 81,744 | 1,029,000 | 1.25% | ||
| 19 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 70,113 | 883,000 | 1.07% | ||
| 20 | LPL Financial LLC | 66,051 | 836,000 | 1.01% | ||
| 21 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 718,000 | 0.87% | PRN | |
| 22 | NATIONAL PLANNING CORP | 54,000 | 690,000 | 0.84% | ||
| 23 | HighTower Advisors, LLC | 52,930 | 668,000 | 0.81% | ||
| 24 | Cambridge Investment Research Advisors, Inc. | 39,953 | 503,000 | 0.61% | ||
| 25 | Mariner, LLC | 39,657 | 499,000 | 0.61% | ||
| 26 | Commonwealth Equity Services, Inc | 32,812 | 413,000 | 0.50% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 24,809 | 312,000 | 0.38% | ||
| 28 | Edge Wealth Management LLC | 23,850 | 300,000 | 0.36% | ||
| 29 | PINNACLE ASSOCIATES LTD | 23,868 | 300,000 | 0.36% | ||
| 30 | NEVILLE RODIE & SHAW INC | 22,172 | 279,000 | 0.34% | ||
| 31 | DOLIVER ADVISORS, LP | 21,944 | 276,000 | 0.33% | ||
| 32 | ACG Wealth | 20,000 | 252,000 | 0.31% | ||
| 33 | CREDIT SUISSE AG/ | 19,973 | 251,000 | 0.30% | ||
| 34 | AMERIPRISE FINANCIAL INC | 19,782 | 249,000 | 0.30% | ||
| 35 | Laurion Capital Management LP | 17,475 | 220,000 | 0.27% | ||
| 36 | King Wealth Management Group | 14,791 | 186,000 | 0.23% | ||
| 37 | Janney Montgomery Scott LLC | 14,023 | 177,000 | 0.21% | ||
| 38 | Essex Financial Services, Inc. | 13,641 | 172,000 | 0.21% | ||
| 39 | Virtu KCG Holdings LLC | 12,512 | 158,000 | 0.19% | ||
| 40 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 158,000 | 0.19% | ||
| 41 | Cetera Advisor Networks LLC | 12,245 | 154,000 | 0.19% | ||
| 42 | Horizon Kinetics LLC | 11,154 | 140,000 | 0.17% | ||
| 43 | KELLEHER FINANCIAL ADVISORS | 10,850 | 136,000 | 0.17% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,655 | 134,000 | 0.16% | ||
| 45 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 129,000 | 0.16% | ||
| 46 | MSI Financial Services Inc | 8,860 | 112,000 | 0.14% | ||
| 47 | WOLVERINE ASSET MANAGEMENT LLC | 8,337 | 104,000 | 0.13% | ||
| 48 | Klingman & Associates, LLC | 5,664 | 71,000 | 0.09% | PRN | |
| 49 | GUPTA WEALTH MANAGEMENT LLC | 4,630 | 58,000 | 0.07% | ||
| 50 | Tortoise Investment Management, LLC | 3,500 | 44,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
