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Nuveen Closed-End Funds/USA
Nuveen Closed-End Funds/USA. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 59 Institutional holders with a total value of $73,098,119.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Investment Management, LLC 11 0 0.00%
2 NORTHERN TRUST CORP 14,002 2,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 740 10,000 0.01%
4 NEXT Financial Group, Inc 861 10,000 0.01%
5 Barrett Asset Management, LLC 1,240 16,000 0.02%
6 Winfield Associates, Inc. 1,400 18,000 0.02%
7 TOMPKINS FINANCIAL CORP 1,559 20,000 0.03%
8 FIFTH THIRD BANCORP 1,780 22,000 0.03%
9 WHITTIER TRUST CO 1,802 23,000 0.03%
10 HOWE & RUSLING INC 2,069 26,000 0.04%
11 AMERICAN INTERNATIONAL GROUP, INC. 3,204 40,210 0.06%
12 GUPTA WEALTH MANAGEMENT LLC 4,630 58,000 0.08%
13 Klingman & Associates, LLC 5,664 71,000 0.10%
14 MSI Financial Services Inc 8,229 103,000 0.14%
15 PRELUDE CAPITAL MANAGEMENT, LLC 8,450 106,000 0.15%
16 TWIN FOCUS CAPITAL PARTNERS, LLC 10,233 128,000 0.18%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,655 133,000 0.18%
18 KELLEHER FINANCIAL ADVISORS 10,850 136,000 0.19%
19 Horizon Kinetics LLC 11,787 148,000 0.20%
20 NWAM LLC 12,000 154,000 0.21%
21 DIVIDEND ASSETS CAPITAL, LLC 12,542 157,000 0.21%
22 Cetera Advisor Networks LLC 12,245 160,000 0.22%
23 Essex Financial Services, Inc. 13,641 171,000 0.23%
24 Janney Montgomery Scott LLC 14,256 178,909 0.24%
25 King Wealth Management Group 14,791 186,000 0.25%
26 STIFEL FINANCIAL CORP 14,882 187,000 0.26%
27 Raymond James Financial Services Advisors, Inc. 17,128 215,000 0.29%
28 Virtu KCG Holdings LLC 18,812 236,000 0.32%
29 DOLIVER ADVISORS, LP 19,516 245,000 0.34%
30 AMERIPRISE FINANCIAL INC 19,741 248,000 0.34%
31 CREDIT SUISSE AG/ 19,973 251,000 0.34%
32 NEVILLE RODIE & SHAW INC 22,172 278,000 0.38%
33 PINNACLE ASSOCIATES LTD 23,296 292,000 0.40%
34 RAYMOND JAMES & ASSOCIATES 24,809 311,000 0.43%
35 Silver Lake Advisory, LLC 24,853 312,000 0.43%
36 Commonwealth Equity Services, Inc 31,813 399,000 0.55%
37 OTA Financial Group L.P. 32,174 415,000 0.57%
38 Cambridge Investment Research Advisors, Inc. 37,800 474,000 0.65%
39 HighTower Advisors, LLC 38,765 487,000 0.67%
40 Mariner, LLC 39,657 498,000 0.68%
41 NATIONAL PLANNING CORP 54,000 687,000 0.94%
42 LAZARD ASSET MANAGEMENT LLC 57,100 716,000 0.98% PRN
43 LPL Financial LLC 75,239 954,000 1.31%
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 79,681 1,000,000 1.37%
45 COHEN & STEERS, INC. 80,114 1,005,000 1.37%
46 Karpus Management, Inc. 80,600 1,012,000 1.38%
47 AQR ARBITRAGE LLC 102,184 1,282,000 1.75%
48 DEUTSCHE BANK AG\ 119,677 1,501,000 2.05%
49 Invesco Ltd. 133,077 1,670,000 2.28%
50 CITIGROUP INC 136,265 1,710,000 2.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.