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Nuveen Closed-End Funds/USA
Nuveen Closed-End Funds/USA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 68 Institutional holders with a total value of $103,853,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 5 0 0.00%
2 NORTHERN TRUST CORP 14,897 2,000 0.00%
3 MASCOMA WEALTH MANAGEMENT LLC 405 5,000 0.00%
4 PNC FINANCIAL SERVICES GROUP, INC. 740 10,000 0.01%
5 BENJAMIN F. EDWARDS & COMPANY, INC. 1,055 14,000 0.01%
6 Barrett Asset Management, LLC 1,240 16,000 0.02%
7 DEUTSCHE BANK AG\ 1,292 16,000 0.02%
8 TOMPKINS FINANCIAL CORP 1,318 17,000 0.02%
9 Winfield Associates, Inc. 1,400 18,000 0.02%
10 FIFTH THIRD BANCORP 1,780 23,000 0.02%
11 WHITTIER TRUST CO 1,802 23,000 0.02%
12 BANK OF MONTREAL /CAN/ 2,741 35,000 0.03%
13 Creative Planning 4,630 59,000 0.06%
14 M&R CAPITAL MANAGEMENT INC 4,713 60,000 0.06%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,819 126,000 0.12%
16 Clear Harbor Asset Management, LLC 10,150 130,000 0.13%
17 TWIN FOCUS CAPITAL PARTNERS, LLC 10,233 131,000 0.13%
18 AMERIPRISE FINANCIAL INC 11,528 148,000 0.14%
19 NEXT Financial Group, Inc 11,614 149,000 0.14%
20 ADVISOR GROUP, INC. 11,777 151,000 0.15%
21 Cetera Advisor Networks LLC 12,245 157,000 0.15%
22 TFS CAPITAL LLC 13,428 172,000 0.17%
23 Essex Financial Services, Inc. 14,441 185,000 0.18%
24 CITADEL ADVISORS LLC 14,676 188,000 0.18%
25 Stanley-Laman Group, Ltd. 15,000 192,000 0.18%
26 KELLEHER FINANCIAL ADVISORS 16,305 208,000 0.20%
27 Neuberger Berman Group LLC 17,001 218,000 0.21%
28 Raymond James Financial Services Advisors, Inc. 17,573 225,000 0.22%
29 Virtu KCG Holdings LLC 19,615 251,000 0.24%
30 STIFEL FINANCIAL CORP 19,680 251,000 0.24%
31 CREDIT SUISSE AG/ 19,973 256,000 0.25%
32 Weiss Asset Management LP 21,245 272,000 0.26%
33 IFC Holdings Incorporated/FL 23,880 304,000 0.29%
34 First Allied Advisory Services, Inc. 24,118 309,000 0.30%
35 INGALLS & SNYDER LLC 24,244 311,000 0.30%
36 Janney Montgomery Scott LLC 25,863 331,000 0.32%
37 PINNACLE ASSOCIATES LTD 28,378 364,000 0.35%
38 Silver Lake Advisory, LLC 30,652 393,000 0.38%
39 ISRAEL DISCOUNT BANK OF NEW YORK 32,150 412,000 0.40%
40 MSI Financial Services Inc 38,974 499,000 0.48%
41 Mariner, LLC 39,657 508,000 0.49%
42 Squarepoint Ops LLC 39,806 510,000 0.49%
43 Stockman Wealth Management, Inc. 43,862 562,000 0.54%
44 Tortoise Investment Management, LLC 48,026 615,000 0.59%
45 NWAM LLC 49,767 638,000 0.61%
46 Commonwealth Equity Services, Inc 50,586 648,000 0.62%
47 INFRASTRUCTURE CAPITAL ADVISORS, LLC 51,600 661,000 0.64%
48 NATIONAL PLANNING CORP 54,000 697,000 0.67%
49 Cambridge Investment Research Advisors, Inc. 57,201 733,000 0.71%
50 LAZARD ASSET MANAGEMENT LLC 60,800 778,000 0.75% PRN
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.