| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 6,816,007 | 122,893,000 | 17.76% | ||
| 2 | UBS Group AG | 3,531,225 | 63,668,000 | 9.20% | ||
| 3 | MORGAN STANLEY | 3,521,624 | 63,494,000 | 9.18% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,252,851 | 40,619,000 | 5.87% | ||
| 5 | Saba Capital Management, L.P. | 1,742,993 | 31,426,000 | 4.54% | ||
| 6 | McGowan Group Asset Management, Inc. | 1,671,717 | 30,141,000 | 4.36% | ||
| 7 | Invesco Ltd. | 1,412,580 | 25,469,000 | 3.68% | ||
| 8 | BESSEMER GROUP INC | 1,400,000 | 25,242,000 | 3.65% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 989,205 | 17,836,000 | 2.58% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 975,483 | 17,588,000 | 2.54% | ||
| 11 | HOWLAND CAPITAL MANAGEMENT LLC | 823,714 | 14,852,000 | 2.15% | ||
| 12 | COHEN & STEERS, INC. | 804,049 | 14,497,000 | 2.10% | ||
| 13 | LPL Financial LLC | 751,101 | 13,632,000 | 1.97% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 747,363 | 13,475,000 | 1.95% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 723,081 | 13,039,000 | 1.88% | ||
| 16 | 1832 Asset Management L.P. | 700,000 | 12,711,000 | 1.84% | ||
| 17 | ALLIANCEBERNSTEIN L.P. | 543,863 | 9,936,000 | 1.44% | ||
| 18 | MARINER INVESTMENT GROUP LLC | 538,428 | 9,708,000 | 1.40% | ||
| 19 | ROYAL BANK OF CANADA | 496,434 | 8,951,000 | 1.29% | ||
| 20 | NINE MASTS CAPITAL Ltd | 464,015 | 8,366,000 | 1.21% | ||
| 21 | PENN MUTUAL LIFE INSURANCE CO | 357,000 | 6,437,000 | 0.93% | ||
| 22 | DEUTSCHE BANK AG\ | 328,393 | 5,920,000 | 0.86% | ||
| 23 | Thomas J. Herzfeld Advisors, Inc. | 312,690 | 5,638,000 | 0.81% | ||
| 24 | NEWGATE CAPITAL MANAGEMENT LLC | 306,863 | 5,482,000 | 0.79% | ||
| 25 | Edge Wealth Management LLC | 293,612 | 5,303,000 | 0.77% | SH | |
| 26 | STIFEL FINANCIAL CORP | 234,522 | 5,124,000 | 0.74% | ||
| 27 | Trust Asset Management LLC | 272,675 | 4,916,000 | 0.71% | ||
| 28 | VSR Financial Services, Inc. | 270,706 | 4,881,000 | 0.71% | ||
| 29 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 269,160 | 4,854,000 | 0.70% | ||
| 30 | FMR LLC | 240,000 | 4,327,000 | 0.63% | ||
| 31 | SG Americas Securities, LLC | 194,155 | 3,501,000 | 0.51% | ||
| 32 | AQR ARBITRAGE LLC | 193,442 | 3,488,000 | 0.50% | ||
| 33 | State of New Jersey Common Pension Fund D | 190,000 | 3,426,000 | 0.50% | ||
| 34 | Vident Investment Advisory, LLC | 178,504 | 3,218,000 | 0.47% | ||
| 35 | DUBUQUE BANK & TRUST CO | 173,898 | 3,135,000 | 0.45% | ||
| 36 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 3,008,000 | 0.43% | ||
| 37 | Weiss Asset Management LP | 151,916 | 2,739,000 | 0.40% | ||
| 38 | CLOUGH CAPITAL PARTNERS L P | 141,700 | 2,555,000 | 0.37% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 139,420 | 2,513,000 | 0.36% | ||
| 40 | BB&T SECURITIES, LLC | 134,532 | 2,425,000 | 0.35% | ||
| 41 | Horizon Kinetics LLC | 128,997 | 2,326,000 | 0.34% | ||
| 42 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 127,163 | 2,293,000 | 0.33% | ||
| 43 | SII INVESTMENTS INC/WI | 118,345 | 2,135,000 | 0.31% | ||
| 44 | DRW Securities, LLC | 111,300 | 2,007,000 | 0.29% | ||
| 45 | RAYMOND JAMES & ASSOCIATES | 108,344 | 1,953,000 | 0.28% | ||
| 46 | Commonwealth Equity Services, Inc | 97,332 | 1,755,000 | 0.25% | ||
| 47 | Orion Porfolio Solutions, LLC | 96,054 | 1,732,000 | 0.25% | ||
| 48 | Laurion Capital Management LP | 91,738 | 1,654,000 | 0.24% | ||
| 49 | FINANCIAL ENHANCEMENT GROUP LLC | 87,960 | 1,586,000 | 0.23% | ||
| 50 | Allianz Asset Management GmbH | 87,183 | 1,572,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
