| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 6,492,177 | 113,224,000 | 15.31% | ||
| 2 | UBS Group AG | 3,580,771 | 62,448,000 | 8.44% | ||
| 3 | MORGAN STANLEY | 3,214,795 | 56,066,000 | 7.58% | ||
| 4 | Saba Capital Management, L.P. | 2,991,045 | 52,164,000 | 7.05% | ||
| 5 | WELLS FARGO & COMPANY/MN | 2,143,921 | 37,391,000 | 5.06% | ||
| 6 | McGowan Group Asset Management, Inc. | 1,874,789 | 32,696,000 | 4.42% | ||
| 7 | Invesco Ltd. | 1,473,383 | 25,696,000 | 3.47% | ||
| 8 | BESSEMER GROUP INC | 1,440,000 | 25,114,000 | 3.40% | ||
| 9 | 1832 Asset Management L.P. | 800,000 | 23,561,000 | 3.19% | ||
| 10 | SIT INVESTMENT ASSOCIATES INC | 1,270,951 | 22,165,000 | 3.00% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 1,098,047 | 19,150,000 | 2.59% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,088,022 | 18,975,000 | 2.57% | ||
| 13 | GFS Advisors, LLC | 296,480 | 17,000,000 | 2.30% | ||
| 14 | USCA RIA LLC | 296,480 | 17,000,000 | 2.30% | ||
| 15 | COHEN & STEERS, INC. | 873,362 | 15,231,000 | 2.06% | ||
| 16 | HOWLAND CAPITAL MANAGEMENT LLC | 830,842 | 14,490,000 | 1.96% | ||
| 17 | LPL Financial LLC | 673,828 | 11,779,000 | 1.59% | ||
| 18 | ROYAL BANK OF CANADA | 654,885 | 11,421,000 | 1.54% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 603,019 | 10,517,000 | 1.42% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 593,114 | 10,341,000 | 1.40% | ||
| 21 | ALLIANCEBERNSTEIN L.P. | 542,463 | 9,461,000 | 1.28% | ||
| 22 | Curi Capital, LLC | 432,685 | 7,546,000 | 1.02% | ||
| 23 | BANK OF MONTREAL /CAN/ | 429,000 | 7,482,000 | 1.01% | ||
| 24 | PENN MUTUAL LIFE INSURANCE CO | 357,000 | 6,226,000 | 0.84% | ||
| 25 | State of New Jersey Common Pension Fund D | 350,000 | 6,104,000 | 0.83% | ||
| 26 | MARINER INVESTMENT GROUP LLC | 347,411 | 6,059,000 | 0.82% | ||
| 27 | FMR LLC | 344,100 | 6,001,000 | 0.81% | ||
| 28 | DEUTSCHE BANK AG\ | 300,844 | 5,246,000 | 0.71% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 289,220 | 5,044,000 | 0.68% | ||
| 30 | Trust Asset Management LLC | 262,141 | 4,572,000 | 0.62% | ||
| 31 | STIFEL FINANCIAL CORP | 235,277 | 4,103,000 | 0.55% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 226,485 | 3,950,000 | 0.53% | ||
| 33 | DUBUQUE BANK & TRUST CO | 194,737 | 3,396,000 | 0.46% | ||
| 34 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 2,909,000 | 0.39% | ||
| 35 | Edge Wealth Management LLC | 150,074 | 2,617,000 | 0.35% | ||
| 36 | Horizon Kinetics LLC | 146,796 | 2,560,000 | 0.35% | ||
| 37 | FNY Managed Accounts LLC | 141,300 | 2,464,272 | 0.33% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 139,900 | 2,440,000 | 0.33% | ||
| 39 | COMERICA SECURITIES INC | 135,752 | 2,368,000 | 0.32% | ||
| 40 | Yorktown Management & Research Co Inc | 130,000 | 2,267,000 | 0.31% | ||
| 41 | AQR ARBITRAGE LLC | 129,594 | 2,260,000 | 0.31% | ||
| 42 | DOLIVER ADVISORS, LP | 123,431 | 2,153,000 | 0.29% | ||
| 43 | Orion Porfolio Solutions, LLC | 122,987 | 2,145,000 | 0.29% | ||
| 44 | SII INVESTMENTS INC/WI | 115,095 | 2,008,000 | 0.27% | ||
| 45 | BB&T SECURITIES, LLC | 111,904 | 1,951,000 | 0.26% | ||
| 46 | RAYMOND JAMES & ASSOCIATES | 105,491 | 1,840,000 | 0.25% | ||
| 47 | Aviance Capital Partners, LLC | 93,012 | 1,623,000 | 0.22% | ||
| 48 | Commonwealth Equity Services, Inc | 91,721 | 1,600,000 | 0.22% | ||
| 49 | Allianz Asset Management GmbH | 87,183 | 1,520,000 | 0.21% | ||
| 50 | FINANCIAL ENHANCEMENT GROUP LLC | 86,614 | 1,511,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
