| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,356,318 | 87,910,000 | 12.97% | ||
| 2 | UBS Group AG | 3,946,978 | 79,650,000 | 11.75% | ||
| 3 | MORGAN STANLEY | 3,725,232 | 75,175,000 | 11.09% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,839,715 | 37,126,000 | 5.48% | ||
| 5 | Saba Capital Management, L.P. | 1,659,015 | 33,479,000 | 4.94% | ||
| 6 | Invesco Ltd. | 1,380,785 | 27,864,000 | 4.11% | ||
| 7 | BESSEMER GROUP INC | 1,200,020 | 24,216,000 | 3.57% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 1,199,454 | 24,205,000 | 3.57% | ||
| 9 | HOWLAND CAPITAL MANAGEMENT LLC | 956,869 | 19,310,000 | 2.85% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 952,364 | 19,219,000 | 2.84% | ||
| 11 | REGENTATLANTIC CAPITAL LLC | 107 | 17,996,000 | 2.65% | ||
| 12 | COHEN & STEERS, INC. | 790,431 | 15,951,000 | 2.35% | ||
| 13 | BNP PARIBAS FINANCIAL MARKETS | 659,640 | 13,311,535 | 1.96% | ||
| 14 | McGowan Group Asset Management, Inc. | 650,806 | 13,133,000 | 1.94% | ||
| 15 | LPL Financial LLC | 651,505 | 13,089,000 | 1.93% | ||
| 16 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 599,101 | 12,090,000 | 1.78% | ||
| 17 | ROYAL BANK OF CANADA | 557,995 | 11,260,000 | 1.66% | ||
| 18 | ALLIANCEBERNSTEIN L.P. | 456,421 | 9,211,000 | 1.36% | ||
| 19 | 1832 Asset Management L.P. | 455,000 | 9,171,000 | 1.35% | ||
| 20 | BlueSpruce Investments, LP | 415,503 | 8,385,000 | 1.24% | ||
| 21 | DEUTSCHE BANK AG\ | 398,438 | 8,040,000 | 1.19% | ||
| 22 | Horizon Kinetics LLC | 395,575 | 7,983,000 | 1.18% | ||
| 23 | PENN MUTUAL LIFE INSURANCE CO | 357,000 | 7,204,000 | 1.06% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 321,984 | 6,395,000 | 0.94% | ||
| 25 | VSR Financial Services, Inc. | 283,299 | 5,717,000 | 0.84% | ||
| 26 | Trust Asset Management LLC | 273,725 | 5,524,000 | 0.81% | ||
| 27 | FMR LLC | 240,000 | 4,843,000 | 0.71% | ||
| 28 | BB&T SECURITIES, LLC | 227,712 | 4,595,000 | 0.68% | ||
| 29 | MARINER INVESTMENT GROUP LLC | 223,675 | 4,514,000 | 0.67% | ||
| 30 | NEWGATE CAPITAL MANAGEMENT LLC | 215,655 | 4,318,000 | 0.64% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 208,227 | 4,202,000 | 0.62% | ||
| 32 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 206,221 | 4,162,000 | 0.61% | ||
| 33 | Vident Investment Advisory, LLC | 197,088 | 3,977,000 | 0.59% | ||
| 34 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 182,860 | 3,692,000 | 0.54% | ||
| 35 | ASHFORD CAPITAL MANAGEMENT INC | 178,757 | 3,607,000 | 0.53% | ||
| 36 | THRIVENT FINANCIAL FOR LUTHERANS | 166,800 | 3,366,000 | 0.50% | ||
| 37 | DUBUQUE BANK & TRUST CO | 160,023 | 3,229,000 | 0.48% | ||
| 38 | OTA Financial Group L.P. | 118,615 | 2,449,000 | 0.36% | ||
| 39 | STIFEL FINANCIAL CORP | 121,244 | 2,447,000 | 0.36% | ||
| 40 | SII INVESTMENTS INC/WI | 113,505 | 2,287,000 | 0.34% | ||
| 41 | DRW Securities, LLC | 105,800 | 2,135,000 | 0.31% | ||
| 42 | Mathes Company, Inc. | 93,750 | 1,892,000 | 0.28% | ||
| 43 | Aviance Capital Partners, LLC | 92,262 | 1,863,000 | 0.27% | ||
| 44 | Commonwealth Equity Services, Inc | 90,083 | 1,818,000 | 0.27% | ||
| 45 | Allianz Asset Management GmbH | 87,183 | 1,759,000 | 0.26% | ||
| 46 | RAYMOND JAMES & ASSOCIATES | 73,543 | 1,484,000 | 0.22% | ||
| 47 | FIRST TRUST ADVISORS LP | 65,952 | 1,331,000 | 0.20% | ||
| 48 | Frontier Wealth Management LLC | 62,809 | 1,267,000 | 0.19% | ||
| 49 | CIBC WORLD MARKET INC. | 61,075 | 1,232,000 | 0.18% | ||
| 50 | Global Endowment Management, LP | 60,000 | 1,211,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
