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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 48 Institutional holders with a total value of $433,556,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 2,131,196 219,534,000 50.64%
2 RAYMOND JAMES & ASSOCIATES 474,665 48,895,000 11.28%
3 BANK OF AMERICA CORP /DE/ 322,508 33,221,000 7.66%
4 ENVESTNET ASSET MANAGEMENT INC 188,728 19,440,000 4.48%
5 BB&T SECURITIES, LLC 146,787 15,120,000 3.49%
6 Janney Montgomery Scott LLC 137,950 14,210,000 3.28%
7 ROYAL BANK OF CANADA 133,593 13,762,000 3.17%
8 UNITED CAPITAL FINANCIAL ADVISORS, LLC 109,485 11,278,000 2.60%
9 Frontier Wealth Management LLC 74,948 7,720,000 1.78%
10 Live Your Vision, LLC 57,156 5,888,000 1.36%
11 MORGAN STANLEY 40,483 4,170,000 0.96%
12 HL FINANCIAL SERVICES LLC 40,015 4,122,000 0.95%
13 BLAIR WILLIAM & CO/IL 34,376 3,554,000 0.82%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,704 3,163,000 0.73%
15 LPL Financial LLC 30,497 3,139,000 0.72%
16 Diligent Investors, LLC 27,845 2,871,000 0.66%
17 FRONTIER INVESTMENT MGMT CO 24,867 2,562,000 0.59%
18 WELLS FARGO & COMPANY/MN 20,608 2,123,000 0.49%
19 Atria Investments, Inc 19,479 2,006,000 0.46%
20 HighTower Advisors, LLC 17,255 1,770,000 0.41%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,747 1,726,000 0.40%
22 HENGEHOLD CAPITAL MANAGEMENT LLC 16,181 1,667,000 0.38%
23 Raymond James Financial Services Advisors, Inc. 15,634 1,611,000 0.37%
24 AMERIPRISE FINANCIAL INC 12,997 1,339,000 0.31%
25 Destination Wealth Management 9,904 1,020,000 0.24%
26 STIFEL FINANCIAL CORP 9,556 988,000 0.23%
27 REILLY FINANCIAL ADVISORS, LLC 6,973 718,000 0.17%
28 CAMBIAR INVESTORS LLC 6,000 618,000 0.14%
29 Pinnacle Advisory Group, Inc. 5,758 593,000 0.14%
30 Cambridge Investment Research Advisors, Inc. 5,468 563,000 0.13%
31 BANK OF MONTREAL /CAN/ 5,410 557,000 0.13%
32 First Allied Advisory Services, Inc. 5,126 528,000 0.12%
33 Commonwealth Equity Services, Inc 4,984 513,000 0.12%
34 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 4,766 491,000 0.11%
35 Bank of New York Mellon Corp 3,306 340,000 0.08%
36 Cetera Advisor Networks LLC 2,913 300,000 0.07%
37 BANQUE PICTET & CIE SA 2,560 264,000 0.06%
38 CITADEL ADVISORS LLC 2,511 259,000 0.06%
39 SRH ADVISORS, LLC 2,200 227,000 0.05%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,958 202,000 0.05%
41 Apriem Advisors 1,600 165,000 0.04%
42 BB&T INVESTMENT SERVICES, INC. 1,034 106,000 0.02%
43 CITIGROUP INC 872 90,000 0.02%
44 Sandy Spring Bank 572 59,000 0.01%
45 Hudock, Inc. 510 52,000 0.01%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 100 10,000 0.00%
47 JPMORGAN CHASE & CO 18 2,000 0.00%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.