Dark
Light
System
Security
PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 40 Institutional holders with a total value of $76,888,989.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Horizon Kinetics LLC 608,959 17,819,000 23.17%
2 COHEN & STEERS, INC. 527,091 15,423,000 20.06%
3 Invesco Ltd. 268,793 7,865,000 10.23%
4 BANK OF AMERICA CORP /DE/ 167,586 4,904,000 6.38%
5 GUGGENHEIM CAPITAL LLC 163,560 4,786,000 6.22%
6 WELLS FARGO & COMPANY/MN 161,361 4,722,000 6.14%
7 MORGAN STANLEY 144,008 4,214,000 5.48%
8 NATIONAL PLANNING CORP 103,985 3,043,000 3.96%
9 LPL Financial LLC 74,884 2,191,000 2.85%
10 Commonwealth Equity Services, Inc 54,785 1,603,000 2.08%
11 Capital Investment Advisors, LLC 48,265 1,412,000 1.84%
12 CREDIT SUISSE AG/ 34,796 1,018,000 1.32%
13 KMS FINANCIAL SERVICES, INC 31,795 930,000 1.21%
14 UBS AG 31,433 920,000 1.20%
15 ParenteBeard Wealth Management, LLC 28,294 828,000 1.08%
16 VSR Financial Services, Inc. 24,930 729,000 0.95%
17 CITIGROUP INC 19,548 572,000 0.74%
18 ROYAL BANK OF CANADA 15,941 466,000 0.61%
19 Raymond James Financial Services Advisors, Inc. 14,869 435,000 0.57%
20 Creative Planning 14,738 431,000 0.56%
21 First Allied Advisory Services, Inc. 13,476 395,000 0.51%
22 Granite Investment Partners, LLC 10,161 297,000 0.39%
23 Investors Capital Advisory Services 10,117 296,000 0.38%
24 McAdams Wright Ragen, Inc. 9,715 284,000 0.37%
25 Virtu KCG Holdings LLC 9,420 276,000 0.36%
26 Gary Goldberg Planning Services Inc 8,255 242,000 0.31%
27 JPMORGAN CHASE & CO 8,100 237,000 0.31%
28 MSI Financial Services Inc 3,673 107,000 0.14%
29 AMERICAN INTERNATIONAL GROUP, INC. 3,380 98,899 0.13%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,180 93,000 0.12%
31 Vigilant Capital Management, LLC 2,054 60,000 0.08%
32 NEW ENGLAND SECURITIES CORP /MA/ 1,572 46,000 0.06%
33 B. Riley Wealth Management, Inc. 1,591 46,000 0.06%
34 US BANCORP \DE\ 1,000 29,000 0.04%
35 B. Riley Wealth Advisors, Inc. 960 28,090 0.04%
36 CKW FINANCIAL GROUP 575 17,000 0.02%
37 D.A. DAVIDSON & CO. 400 11,000 0.01%
38 WFG Advisors, LP 387 11,000 0.01%
39 Ground Swell Capital, LLC 100 3,000 0.00%
40 FIFTH THIRD BANCORP 43 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.