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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 44 Institutional holders with a total value of $71,658,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 534,976 11,325,000 15.80%
2 Horizon Kinetics LLC 356,147 7,540,000 10.52%
3 STIFEL FINANCIAL CORP 1,815 7,249,000 10.12%
4 MORGAN STANLEY 333,189 7,054,000 9.84%
5 GUGGENHEIM CAPITAL LLC 296,905 6,286,000 8.77%
6 Invesco Ltd. 243,301 5,151,000 7.19%
7 WELLS FARGO & COMPANY/MN 159,123 3,369,000 4.70%
8 Laurion Capital Management LP 153,043 3,240,000 4.52%
9 LPL Financial LLC 112,486 2,393,000 3.34%
10 Capital Investment Advisors, LLC 75,722 1,603,000 2.24%
11 UBS Group AG 66,317 1,403,000 1.96%
12 ROBINSON CAPITAL MANAGEMENT, LLC 65,494 1,387,000 1.94%
13 NATIONAL PLANNING CORP 64,602 1,298,000 1.81%
14 Commonwealth Equity Services, Inc 61,154 1,295,000 1.81%
15 MARINER INVESTMENT GROUP LLC 57,200 1,211,000 1.69%
16 SIT INVESTMENT ASSOCIATES INC 56,013 1,186,000 1.66%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,483 1,153,000 1.61%
18 Squarepoint Ops LLC 44,200 936,000 1.31%
19 DOLIVER ADVISORS, LP 39,564 838,000 1.17%
20 BANK OF AMERICA CORP /DE/ 39,152 828,000 1.16%
21 CREDIT SUISSE AG/ 33,449 708,000 0.99%
22 Thomas J. Herzfeld Advisors, Inc. 32,924 697,000 0.97%
23 SG Americas Securities, LLC 29,602 627,000 0.87%
24 Shaker Financial Services, LLC 29,638 627,000 0.87%
25 ROYAL BANK OF CANADA 22,255 470,000 0.66%
26 Weiss Asset Management LP 20,915 443,000 0.62%
27 BRUDERMAN ASSET MANAGEMENT, LLC 14,561 308,000 0.43%
28 Investors Capital Advisory Services 11,668 247,000 0.34%
29 Koshinski Asset Management, Inc. 10,018 212,000 0.30%
30 Creative Planning 4,629 98,000 0.14%
31 MSI Financial Services Inc 4,009 85,000 0.12%
32 CITIGROUP INC 3,869 82,000 0.11%
33 PNC FINANCIAL SERVICES GROUP, INC. 3,757 80,000 0.11%
34 IFP ADVISORS, INC 3,500 74,000 0.10%
35 AMERICAN INTERNATIONAL GROUP, INC. 2,030 44,000 0.06%
36 Brick & Kyle, Associates 1,700 36,000 0.05%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 800 17,000 0.02%
38 ALLEGIS INVESTMENT ADVISORS, LLC 572 12,000 0.02%
39 DEUTSCHE BANK AG\ 579 12,000 0.02%
40 CKW FINANCIAL GROUP 575 12,000 0.02%
41 D.A. DAVIDSON & CO. 400 8,000 0.01%
42 REILLY FINANCIAL ADVISORS, LLC 300 6,000 0.01%
43 PENSERRA CAPITAL MANAGEMENT LLC 172 4,000 0.01%
44 Tower Research Capital LLC (TRC) 167 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.