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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 44 Institutional holders with a total value of $74,680,620.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Horizon Kinetics LLC 590,857 14,800,000 19.82%
2 COHEN & STEERS, INC. 530,520 13,290,000 17.80%
3 GUGGENHEIM CAPITAL LLC 458,325 11,481,000 15.37%
4 Invesco Ltd. 302,108 7,568,000 10.13%
5 WELLS FARGO & COMPANY/MN 192,914 4,832,000 6.47%
6 MORGAN STANLEY 136,816 3,427,000 4.59%
7 BANK OF AMERICA CORP /DE/ 134,772 3,376,000 4.52%
8 NATIONAL PLANNING CORP 94,708 2,378,125 3.18%
9 LPL Financial LLC 68,556 1,717,000 2.30%
10 Commonwealth Equity Services, Inc 56,037 1,404,000 1.88%
11 Capital Investment Advisors, LLC 51,027 1,278,000 1.71%
12 UBS Group AG 38,294 959,000 1.28%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,880 899,000 1.20%
14 CREDIT SUISSE AG/ 33,815 847,000 1.13%
15 VSR Financial Services, Inc. 28,587 716,000 0.96%
16 BNP PARIBAS FINANCIAL MARKETS 27,984 700,999 0.94%
17 SG Americas Securities, LLC 26,406 661,000 0.89%
18 Jackson Wealth Management, LLC 17,532 439,000 0.59%
19 Koshinski Asset Management, Inc. 16,567 415,000 0.56%
20 Robert W. Baird & Co. Inc 15,290 383,000 0.51%
21 Raymond James Financial Services Advisors, Inc. 14,381 360,000 0.48%
22 ROYAL BANK OF CANADA 12,308 308,000 0.41%
23 First Allied Advisory Services, Inc. 11,600 290,000 0.39%
24 Gary Goldberg Planning Services Inc 10,535 264,000 0.35%
25 Granite Investment Partners, LLC 10,161 255,000 0.34%
26 Investors Capital Advisory Services 10,117 253,000 0.34%
27 Creative Planning 9,750 244,000 0.33%
28 JPMORGAN CHASE & CO 9,741 244,000 0.33%
29 Virtu KCG Holdings LLC 9,259 232,000 0.31%
30 CITIGROUP INC 4,348 109,000 0.15%
31 MSI Financial Services Inc 3,673 92,000 0.12%
32 TradeLink Global Equity LLC 3,600 90,000 0.12%
33 AMERICAN INTERNATIONAL GROUP, INC. 2,980 74,649 0.10%
34 DEUTSCHE BANK AG\ 2,230 55,000 0.07%
35 Vigilant Capital Management, LLC 2,054 51,000 0.07%
36 Brick & Kyle, Associates 1,700 43,000 0.06%
37 B. Riley Wealth Management, Inc. 1,645 41,000 0.05%
38 Stratos Wealth Partners, LTD. 1,431 35,847 0.05%
39 US BANCORP \DE\ 1,000 25,000 0.03%
40 NEW ENGLAND SECURITIES CORP /MA/ 585 15,000 0.02%
41 CKW FINANCIAL GROUP 575 14,000 0.02%
42 D.A. DAVIDSON & CO. 400 10,000 0.01%
43 Intersect Capital LLC 200 3,000 0.00%
44 FIFTH THIRD BANCORP 43 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.