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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $71,438,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 533,676 12,200,000 17.08%
2 UBS Group AG 465,573 10,643,000 14.90%
3 Horizon Kinetics LLC 447,254 10,225,000 14.31%
4 GUGGENHEIM CAPITAL LLC 324,023 7,404,000 10.36%
5 MORGAN STANLEY 288,908 6,605,000 9.25%
6 Invesco Ltd. 269,216 6,154,000 8.61%
7 WELLS FARGO & COMPANY/MN 187,387 4,284,000 6.00%
8 Capital Investment Advisors, LLC 79,678 1,821,000 2.55%
9 BANK OF AMERICA CORP /DE/ 70,090 1,602,000 2.24%
10 NATIONAL PLANNING CORP 66,336 1,548,000 2.17%
11 Commonwealth Equity Services, Inc 61,866 1,414,000 1.98%
12 LPL Financial LLC 56,692 1,318,000 1.84%
13 SIT INVESTMENT ASSOCIATES INC 56,013 1,280,000 1.79%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 46,021 1,052,000 1.47%
15 VSR Financial Services, Inc. 38,012 869,000 1.22%
16 CREDIT SUISSE AG/ 34,083 779,000 1.09%
17 MARINER INVESTMENT GROUP LLC 15,380 352,000 0.49%
18 BRUDERMAN ASSET MANAGEMENT, LLC 13,922 318,000 0.45%
19 ROYAL BANK OF CANADA 11,951 274,000 0.38%
20 Koshinski Asset Management, Inc. 10,657 258,000 0.36%
21 Investors Capital Advisory Services 10,818 247,000 0.35%
22 Granite Investment Partners, LLC 10,161 232,000 0.32%
23 Creative Planning 6,924 158,000 0.22%
24 PNC FINANCIAL SERVICES GROUP, INC. 4,724 108,000 0.15%
25 CITIGROUP INC 4,380 100,000 0.14%
26 MSI Financial Services Inc 2,372 54,000 0.08%
27 Brick & Kyle, Associates 1,700 39,000 0.05%
28 AMERICAN INTERNATIONAL GROUP, INC. 1,610 37,000 0.05%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 800 18,000 0.03%
30 CKW FINANCIAL GROUP 575 13,000 0.02%
31 DEUTSCHE BANK AG\ 579 13,000 0.02%
32 D.A. DAVIDSON & CO. 400 9,000 0.01%
33 REILLY FINANCIAL ADVISORS, LLC 300 7,000 0.01%
34 Windsor Capital Management, LLC 100 2,000 0.00%
35 FIFTH THIRD BANCORP 43 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.