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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 34 Institutional holders with a total value of $71,294,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 640,216 14,725,000 20.65%
2 GUGGENHEIM CAPITAL LLC 410,356 9,438,000 13.24%
3 MORGAN STANLEY 384,263 8,838,000 12.40%
4 Horizon Kinetics LLC 320,208 7,365,000 10.33%
5 WELLS FARGO & COMPANY/MN 235,577 5,419,000 7.60%
6 Invesco Ltd. 227,006 5,221,000 7.32%
7 SIT INVESTMENT ASSOCIATES INC 141,198 3,248,000 4.56%
8 NATIONAL PLANNING CORP 112,245 2,642,000 3.71%
9 Commonwealth Equity Services, Inc 68,351 1,572,000 2.20%
10 SeaBridge Investment Advisors LLC 68,205 1,569,000 2.20%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,141 1,498,000 2.10%
12 UBS Group AG 62,028 1,427,000 2.00%
13 ROYAL BANK OF CANADA 60,524 1,393,000 1.95%
14 Capital Investment Advisors, LLC 54,683 1,258,000 1.76%
15 LPL Financial LLC 52,268 1,217,000 1.71%
16 ROBINSON CAPITAL MANAGEMENT, LLC 48,837 1,123,000 1.58%
17 IFP ADVISORS, INC 44,966 1,034,000 1.45%
18 BANK OF AMERICA CORP /DE/ 20,152 463,000 0.65%
19 BRUDERMAN ASSET MANAGEMENT, LLC 16,321 375,000 0.53%
20 MSI Financial Services Inc 16,222 373,000 0.52%
21 Investors Capital Advisory Services 13,072 300,000 0.42%
22 ADVISOR GROUP, INC. 10,870 249,000 0.35%
23 Granite Investment Partners, LLC 8,948 206,000 0.29%
24 PNC FINANCIAL SERVICES GROUP, INC. 3,608 83,000 0.12%
25 Creative Planning 3,000 69,000 0.10%
26 CITIGROUP INC 2,880 66,000 0.09%
27 Brick & Kyle, Associates 1,700 39,000 0.05%
28 North Star Investment Management Corp. 1,500 34,000 0.05%
29 GENEOS WEALTH MANAGEMENT INC. 966 22,000 0.03%
30 CKW FINANCIAL GROUP 575 13,000 0.02%
31 REILLY FINANCIAL ADVISORS, LLC 300 7,000 0.01%
32 PENSERRA CAPITAL MANAGEMENT LLC 160 4,000 0.01%
33 WOLVERINE TRADING LP /BD 127 2,908 0.00%
34 First Horizon Advisors, Inc. 130 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.