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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 39 Institutional holders with a total value of $61,875,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COHEN & STEERS, INC. 591,919 12,282,000 19.85%
2 Horizon Kinetics LLC 349,450 7,251,000 11.72%
3 MORGAN STANLEY 316,219 6,562,000 10.61%
4 GUGGENHEIM CAPITAL LLC 295,539 6,132,000 9.91%
5 WELLS FARGO & COMPANY/MN 223,421 4,635,000 7.49%
6 Invesco Ltd. 219,305 4,551,000 7.36%
7 Shaker Financial Services, LLC 106,323 2,206,000 3.57%
8 LPL Financial LLC 88,135 1,808,000 2.92%
9 ROBINSON CAPITAL MANAGEMENT, LLC 75,494 1,567,000 2.53%
10 SeaBridge Investment Advisors LLC 68,170 1,415,000 2.29%
11 Capital Investment Advisors, LLC 65,536 1,360,000 2.20%
12 NATIONAL PLANNING CORP 60,001 1,326,000 2.14%
13 Commonwealth Equity Services, Inc 62,950 1,306,000 2.11%
14 UBS Group AG 61,436 1,275,000 2.06%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,327 1,190,000 1.92%
16 SIT INVESTMENT ASSOCIATES INC 56,013 1,162,000 1.88%
17 Laurion Capital Management LP 46,233 959,000 1.55%
18 Thomas J. Herzfeld Advisors, Inc. 30,704 637,000 1.03%
19 Edge Wealth Management LLC 27,825 577,000 0.93%
20 MARINER INVESTMENT GROUP LLC 26,352 547,000 0.88%
21 SG Americas Securities, LLC 23,302 484,000 0.78%
22 BANK OF AMERICA CORP /DE/ 21,417 444,000 0.72%
23 ROYAL BANK OF CANADA 20,824 432,000 0.70%
24 Raymond James Financial Services Advisors, Inc. 17,963 373,000 0.60%
25 MSI Financial Services Inc 15,008 311,000 0.50%
26 BRUDERMAN ASSET MANAGEMENT, LLC 14,286 296,000 0.48%
27 Investors Capital Advisory Services 12,253 254,000 0.41%
28 IFP ADVISORS, INC 7,600 158,000 0.26%
29 Creative Planning 4,629 96,000 0.16%
30 CITIGROUP INC 3,624 75,000 0.12%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,498 73,000 0.12%
32 AMERICAN INTERNATIONAL GROUP, INC. 2,030 42,000 0.07%
33 Brick & Kyle, Associates 1,700 35,000 0.06%
34 GENEOS WEALTH MANAGEMENT INC. 941 19,000 0.03%
35 CKW FINANCIAL GROUP 575 12,000 0.02%
36 DEUTSCHE BANK AG\ 579 12,000 0.02%
37 REILLY FINANCIAL ADVISORS, LLC 300 6,000 0.01%
38 PENSERRA CAPITAL MANAGEMENT LLC 160 3,000 0.00%
39 First Horizon Advisors, Inc. 129 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.