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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 41 Institutional holders with a total value of $87,308,131.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Horizon Kinetics LLC 571,146 14,593,000 16.71%
2 COHEN & STEERS, INC. 528,242 13,497,000 15.46%
3 COHEN & STEERS CAPITAL MANAGEMENT INC 528,242 13,497,000 15.46%
4 GUGGENHEIM CAPITAL LLC 402,084 10,274,000 11.77%
5 Invesco Ltd. 301,507 7,704,000 8.82%
6 MORGAN STANLEY 233,505 5,966,000 6.83%
7 WELLS FARGO & COMPANY/MN 187,616 4,793,000 5.49%
8 NATIONAL PLANNING CORP 93,335 2,451,000 2.81%
9 BANK OF AMERICA CORP /DE/ 80,904 2,067,000 2.37%
10 LPL Financial LLC 65,687 1,686,000 1.93%
11 Commonwealth Equity Services, Inc 59,783 1,527,000 1.75%
12 Capital Investment Advisors, LLC 14,031 1,452,000 1.66%
13 UBS Group AG 55,916 1,429,000 1.64%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,993 1,023,000 1.17%
15 VSR Financial Services, Inc. 35,245 901,000 1.03%
16 CREDIT SUISSE AG/ 35,115 897,000 1.03%
17 Koshinski Asset Management, Inc. 16,681 426,000 0.49%
18 Robert W. Baird & Co. Inc 15,290 391,000 0.45%
19 BNP PARIBAS FINANCIAL MARKETS 13,750 351,313 0.40%
20 BRUDERMAN ASSET MANAGEMENT, LLC 12,195 312,000 0.36%
21 Granite Investment Partners, LLC 10,161 260,000 0.30%
22 Investors Capital Advisory Services 10,117 258,000 0.30%
23 First Allied Advisory Services, Inc. 9,500 244,000 0.28%
24 Creative Planning 9,309 238,000 0.27%
25 ROYAL BANK OF CANADA 8,995 230,000 0.26%
26 Jackson Wealth Management, LLC 8,850 226,000 0.26%
27 PNC FINANCIAL SERVICES GROUP, INC. 6,334 162,000 0.19%
28 DEUTSCHE BANK AG\ 4,520 114,000 0.13%
29 CITIGROUP INC 3,775 97,000 0.11%
30 AMERICAN INTERNATIONAL GROUP, INC. 2,850 72,818 0.08%
31 MSI Financial Services Inc 2,673 68,000 0.08%
32 Brick & Kyle, Associates 1,700 43,000 0.05%
33 CKW FINANCIAL GROUP 575 15,000 0.02%
34 B. Riley Wealth Management, Inc. 499 12,000 0.01%
35 D.A. DAVIDSON & CO. 400 10,000 0.01%
36 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 375 10,000 0.01%
37 1832 Asset Management L.P. 250 6,000 0.01%
38 Intersect Capital LLC 200 3,000 0.00%
39 FIFTH THIRD BANCORP 43 1,000 0.00%
40 Blume Capital Management, Inc. 23 1,000 0.00%
41 MANAGED ACCOUNT ADVISORS LLC 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.