| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 63,126 | 607,000 | 30.17% | ||
| 2 | MML INVESTORS SERVICES, INC. | 36,436 | 352,000 | 17.50% | ||
| 3 | Laurion Capital Management LP | 26,591 | 256,000 | 12.72% | ||
| 4 | Cetera Advisors LLC | 24,373 | 235,000 | 11.68% | ||
| 5 | MORGAN STANLEY | 22,362 | 216,000 | 10.74% | ||
| 6 | UBS Group AG | 19,790 | 191,000 | 9.49% | ||
| 7 | ROYAL BANK OF CANADA | 6,823 | 66,000 | 3.28% | ||
| 8 | DEUTSCHE BANK AG\ | 5,680 | 54,000 | 2.68% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,702 | 16,000 | 0.80% | ||
| 10 | TOMPKINS FINANCIAL CORP | 999 | 11,000 | 0.55% | ||
| 11 | People's United Financial, Inc. | 500 | 5,000 | 0.25% | ||
| 12 | GENEOS WEALTH MANAGEMENT INC. | 379 | 3,000 | 0.15% | ||
| 13 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
