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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 31 Institutional holders with a total value of $32,385,377.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 60,251 3,795,000 11.72%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,252 3,606,000 11.13%
3 MORGAN STANLEY 52,821 3,327,000 10.27%
4 UBS AG 50,250 3,165,000 9.77%
5 Cetera Advisors LLC 46,205 2,910,000 8.99%
6 BANK OF AMERICA CORP /DE/ 45,119 2,842,000 8.78%
7 WELLS FARGO & COMPANY/MN 40,988 2,581,000 7.97%
8 GOLDMAN SACHS GROUP INC 40,430 2,547,000 7.86%
9 STIFEL FINANCIAL CORP 14,787 931,000 2.87%
10 JPMORGAN CHASE & CO 13,350 841,000 2.60%
11 CIBC WORLD MARKET INC. 13,045 822,000 2.54%
12 JANE STREET GROUP, LLC 12,729 802,000 2.48%
13 VSR Financial Services, Inc. 12,111 763,000 2.36%
14 GREAT LAKES ADVISORS, LLC 9,718 612,000 1.89%
15 Nationwide Fund Advisors 8,700 548,000 1.69%
16 ROYAL BANK OF CANADA 8,576 540,000 1.67%
17 Investors Capital Advisory Services 6,283 395,000 1.22%
18 Commonwealth Equity Services, Inc 5,929 373,000 1.15%
19 Private Advisor Group, LLC 3,880 244,000 0.75%
20 BANK OF STOCKTON 3,290 207,000 0.64%
21 Kovack Advisors, Inc. 3,423 203,000 0.63%
22 OPTIMUM INVESTMENT ADVISORS 1,530 96,000 0.30%
23 AMERICAN INTERNATIONAL GROUP, INC. 1,292 81,377 0.25%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 726 46,000 0.14%
25 WFG Advisors, LP 503 32,000 0.10%
26 Avior Wealth Management, LLC 456 29,000 0.09%
27 AMERIPRISE FINANCIAL INC 358 23,000 0.07%
28 NEW ENGLAND SECURITIES CORP /MA/ 160 10,000 0.03%
29 ENVESTNET ASSET MANAGEMENT INC 100 6,000 0.02%
30 Vantage Investment Advisors, LLC 74 5,000 0.02%
31 CITIGROUP INC 55 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.