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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 35 Institutional holders with a total value of $51,488,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CARDAN CAPITAL PARTNERS, LLC 273,883 15,800,000 30.69%
2 ARMBRUSTER CAPITAL MANAGEMENT, INC. 196,841 11,356,000 22.06%
3 LPL Financial LLC 93,624 5,179,000 10.06%
4 AllSquare Wealth Management LLC 79,238 4,571,000 8.88%
5 GOLDMAN SACHS GROUP INC 29,346 1,693,000 3.29%
6 Nationwide Fund Advisors 28,300 1,633,000 3.17%
7 WELLS FARGO & COMPANY/MN 23,649 1,364,000 2.65%
8 BANK OF AMERICA CORP /DE/ 22,069 1,273,000 2.47%
9 JANE STREET GROUP, LLC 21,756 1,255,000 2.44%
10 ProVise Management Group, LLC 17,708 1,022,000 1.98%
11 Cetera Advisors LLC 17,135 991,000 1.92%
12 CITADEL ADVISORS LLC 9,356 540,000 1.05%
13 UBS Group AG 9,292 536,000 1.04%
14 MORGAN STANLEY 8,939 515,000 1.00%
15 ROYAL BANK OF CANADA 8,023 463,000 0.90%
16 STIFEL FINANCIAL CORP 7,740 447,000 0.87%
17 SG Americas Securities, LLC 7,742 447,000 0.87%
18 Yellowstone Partners, LLC 6,556 378,000 0.73%
19 GREAT LAKES ADVISORS, LLC 5,792 334,000 0.65%
20 Advisory Services Network, LLC 5,494 317,000 0.62%
21 Kovack Advisors, Inc. 5,328 307,000 0.60%
22 CIBC WORLD MARKET INC. 5,122 295,000 0.57%
23 Cambridge Investment Research Advisors, Inc. 5,086 293,000 0.57%
24 BALASA DINVERNO & FOLTZ LLC 3,957 228,000 0.44%
25 IFP ADVISORS, INC 939 54,000 0.10%
26 WFG Advisors, LP 669 39,000 0.08%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 637 37,000 0.07%
28 CWM, LLC 581 34,000 0.07%
29 NEXT Financial Group, Inc 515 29,000 0.06%
30 Avior Wealth Management, LLC 456 26,000 0.05%
31 MSI Financial Services Inc 350 20,000 0.04%
32 OGOREK ANTHONY JOSEPH /NY/ /ADV 135 8,000 0.02%
33 INR ADVISORY SERVICES LLC 60 3,000 0.01%
34 CITIGROUP INC 23 1,000 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.