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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 32 Institutional holders with a total value of $29,006,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 95,026 5,089,000 17.54%
2 AllSquare Wealth Management LLC 78,039 4,180,000 14.41%
3 BANK OF AMERICA CORP /DE/ 48,739 2,610,000 9.00%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,537 2,225,000 7.67%
5 WELLS FARGO & COMPANY/MN 37,182 1,992,000 6.87%
6 GOLDMAN SACHS GROUP INC 31,525 1,688,000 5.82%
7 Nationwide Fund Advisors 30,100 1,612,000 5.56%
8 SG Americas Securities, LLC 29,431 1,576,000 5.43%
9 LPL Financial LLC 25,385 1,427,000 4.92%
10 VSR Financial Services, Inc. 19,758 1,058,000 3.65%
11 Cetera Advisors LLC 19,269 1,033,000 3.56%
12 JANE STREET GROUP, LLC 13,094 701,000 2.42%
13 MORGAN STANLEY 13,038 698,000 2.41%
14 UBS Group AG 8,750 469,000 1.62%
15 Yellowstone Partners, LLC 8,150 437,000 1.51%
16 GREAT LAKES ADVISORS, LLC 7,541 404,000 1.39%
17 STIFEL FINANCIAL CORP 6,590 353,000 1.22%
18 Advisory Services Network, LLC 5,647 302,000 1.04%
19 Kovack Advisors, Inc. 5,328 285,000 0.98%
20 BUCKINGHAM STRATEGIC WEALTH, LLC 3,918 210,000 0.72%
21 Cambridge Investment Research Advisors, Inc. 3,859 207,000 0.71%
22 Creative Planning 3,268 175,000 0.60%
23 ROYAL BANK OF CANADA 1,765 94,000 0.32%
24 WFG Advisors, LP 668 36,000 0.12%
25 NEXT Financial Group, Inc 615 32,000 0.11%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 443 24,000 0.08%
27 Avior Wealth Management, LLC 456 24,000 0.08%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 452 24,000 0.08%
29 Transamerica Financial Advisors, LLC 302 17,000 0.06%
30 MSI Financial Services Inc 270 14,000 0.05%
31 CITIGROUP INC 181 10,000 0.03%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.