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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 32 Institutional holders with a total value of $24,212,798.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 60,127 3,837,000 15.85%
2 WELLS FARGO & COMPANY/MN 48,990 3,126,000 12.91%
3 MORGAN STANLEY 46,169 2,946,000 12.17%
4 Cetera Advisors LLC 44,696 2,855,000 11.79%
5 GOLDMAN SACHS GROUP INC 41,652 2,658,000 10.98%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,806 1,326,000 5.48%
7 BANK OF AMERICA CORP /DE/ 17,561 1,121,000 4.63%
8 STIFEL FINANCIAL CORP 15,333 978,000 4.04%
9 UBS AG 14,231 909,000 3.75%
10 CIBC WORLD MARKET INC. 13,279 847,000 3.50%
11 VSR Financial Services, Inc. 11,685 746,000 3.08%
12 GREAT LAKES ADVISORS, LLC 9,680 618,000 2.55%
13 Commonwealth Equity Services, Inc 6,629 423,000 1.75%
14 Investors Capital Advisory Services 5,783 369,000 1.52%
15 Kovack Advisors, Inc. 4,928 314,000 1.30%
16 Private Advisor Group, LLC 3,780 241,000 1.00%
17 ROYAL BANK OF CANADA 3,539 225,000 0.93%
18 CREDIT SUISSE AG/ 3,328 212,000 0.88%
19 AMERICAN INTERNATIONAL GROUP, INC. 1,611 102,798 0.42%
20 OPTIMUM INVESTMENT ADVISORS 1,530 98,000 0.40%
21 MYCIO WEALTH PARTNERS, LLC 1,170 75,000 0.31%
22 AMERIPRISE FINANCIAL INC 565 36,000 0.15%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 524 34,000 0.14%
24 WFG Advisors, LP 504 32,000 0.13%
25 Avior Wealth Management, LLC 456 29,000 0.12%
26 ENVESTNET ASSET MANAGEMENT INC 238 15,000 0.06%
27 Creative Planning 194 12,000 0.05%
28 NEW ENGLAND SECURITIES CORP /MA/ 160 10,000 0.04%
29 Vantage Investment Advisors, LLC 74 5,000 0.02%
30 Ground Swell Capital, LLC 85 5,000 0.02%
31 BANK OF MONTREAL /CAN/ 66 4,000 0.02%
32 CITIGROUP INC 55 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.