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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 28 Institutional holders with a total value of $23,905,502.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AllSquare Wealth Management LLC 81,913 5,206,000 21.78%
2 LPL Financial LLC 48,548 3,085,000 12.90%
3 GOLDMAN SACHS GROUP INC 36,161 2,298,000 9.61%
4 MORGAN STANLEY 31,963 2,031,000 8.50%
5 UBS Group AG 30,015 1,907,000 7.98%
6 Cetera Advisors LLC 29,582 1,880,000 7.86%
7 Legacy Private Trust Co. 22,397 1,423,000 5.95%
8 BANK OF AMERICA CORP /DE/ 21,516 1,367,000 5.72%
9 WELLS FARGO & COMPANY/MN 19,117 1,215,000 5.08%
10 ROYAL BANK OF CANADA 13,484 857,000 3.58%
11 GREAT LAKES ADVISORS, LLC 7,552 480,000 2.01%
12 Investors Capital Advisory Services 7,083 450,000 1.88%
13 VSR Financial Services, Inc. 6,594 419,000 1.75%
14 Kovack Advisors, Inc. 5,128 326,000 1.36%
15 STIFEL FINANCIAL CORP 4,293 273,000 1.14%
16 BALASA DINVERNO & FOLTZ LLC 3,948 251,000 1.05%
17 AMERICAN INTERNATIONAL GROUP, INC. 1,961 124,622 0.52%
18 OPTIMUM INVESTMENT ADVISORS 1,530 97,000 0.41%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,105 70,000 0.29%
20 WFG Advisors, LP 755 48,000 0.20%
21 NEXT Financial Group, Inc 490 31,000 0.13%
22 Avior Wealth Management, LLC 456 29,000 0.12%
23 ENVESTNET ASSET MANAGEMENT INC 258 16,000 0.07%
24 MSI Financial Services Inc 135 9,000 0.04%
25 Stratos Wealth Partners, LTD. 124 7,880 0.03%
26 CITIGROUP INC 55 3,000 0.01%
27 Creative Planning 35 2,000 0.01%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.