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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 40 Institutional holders with a total value of $54,406,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CARDAN CAPITAL PARTNERS, LLC 281,167 16,015,000 29.44%
2 ARMBRUSTER CAPITAL MANAGEMENT, INC. 195,742 11,149,000 20.49%
3 Orion Porfolio Solutions, LLC 81,483 4,641,000 8.53%
4 AllSquare Wealth Management LLC 77,695 4,426,000 8.14%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 63,527 3,618,000 6.65%
6 BANK OF AMERICA CORP /DE/ 32,471 1,850,000 3.40%
7 Raymond James Financial Services Advisors, Inc. 30,390 1,731,000 3.18%
8 Nationwide Fund Advisors 28,300 1,612,000 2.96%
9 LPL Financial LLC 20,043 1,137,000 2.09%
10 Cetera Advisors LLC 16,211 921,000 1.69%
11 MORGAN STANLEY 15,626 890,000 1.64%
12 UBS Group AG 13,797 786,000 1.44%
13 WELLS FARGO & COMPANY/MN 10,662 607,000 1.12%
14 GOLDMAN SACHS GROUP INC 9,404 536,000 0.99%
15 STIFEL FINANCIAL CORP 8,234 470,000 0.86%
16 ROYAL BANK OF CANADA 7,920 451,000 0.83%
17 BANK OF MONTREAL /CAN/ 7,466 425,000 0.78%
18 SG Americas Securities, LLC 6,812 388,000 0.71%
19 SOCIETE GENERALE 6,812 388,000 0.71%
20 Kovack Advisors, Inc. 5,328 303,000 0.56%
21 Advisory Services Network, LLC 5,257 299,000 0.55%
22 GREAT LAKES ADVISORS, LLC 5,209 297,000 0.55%
23 JANE STREET GROUP, LLC 4,782 272,000 0.50%
24 Yellowstone Partners, LLC 4,368 249,000 0.46%
25 Virtu KCG Holdings LLC 4,247 242,000 0.44%
26 CITADEL ADVISORS LLC 4,114 234,000 0.43%
27 BALASA DINVERNO & FOLTZ LLC 3,957 225,000 0.41%
28 IFP ADVISORS, INC 939 53,000 0.10%
29 WFG Advisors, LP 670 38,000 0.07%
30 CWM, LLC 581 33,000 0.06%
31 NEXT Financial Group, Inc 515 29,000 0.05%
32 ADVISOR GROUP, INC. 495 28,000 0.05%
33 Avior Wealth Management, LLC 456 26,000 0.05%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 448 25,000 0.05%
35 OGOREK ANTHONY JOSEPH /NY/ /ADV 135 7,000 0.01%
36 INR ADVISORY SERVICES LLC 60 3,000 0.01% SH
37 MSI Financial Services Inc 15 1,000 0.00%
38 CITIGROUP INC 23 1,000 0.00%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%
40 Vantage Investment Advisors, LLC 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.