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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $29,973,327.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AllSquare Wealth Management LLC 78,905 5,049,000 16.84%
2 AMERICAN INTERNATIONAL GROUP, INC. 74,491 4,766,680 15.90%
3 LPL Financial LLC 34,234 2,143,000 7.15%
4 GOLDMAN SACHS GROUP INC 30,604 1,958,000 6.53%
5 Nationwide Fund Advisors 30,100 1,924,000 6.42%
6 ROYAL BANK OF CANADA 29,135 1,864,000 6.22%
7 CITADEL ADVISORS LLC 28,118 1,798,000 6.00%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,104 1,733,000 5.78%
9 UBS Group AG 27,004 1,728,000 5.77%
10 Cetera Advisors LLC 20,029 1,284,000 4.28%
11 WELLS FARGO & COMPANY/MN 18,029 1,153,000 3.85%
12 MORGAN STANLEY 14,149 905,000 3.02%
13 JANE STREET GROUP, LLC 9,425 603,000 2.01%
14 Investors Capital Advisory Services 7,533 482,000 1.61%
15 GREAT LAKES ADVISORS, LLC 7,518 481,000 1.60%
16 BANK OF AMERICA CORP /DE/ 6,230 399,000 1.33%
17 Kovack Advisors, Inc. 5,128 328,000 1.09%
18 STIFEL FINANCIAL CORP 4,930 315,000 1.05%
19 BUCKINGHAM STRATEGIC WEALTH, LLC 3,918 251,000 0.84%
20 BALASA DINVERNO & FOLTZ LLC 3,869 248,000 0.83%
21 First Allied Advisory Services, Inc. 3,197 204,000 0.68%
22 MSI Financial Services Inc 1,259 81,000 0.27%
23 Genesis Wealth Advisors, LLC 854 54,647 0.18%
24 MANAGED ACCOUNT ADVISORS LLC 848 54,000 0.18%
25 WFG Advisors, LP 668 43,000 0.14%
26 NEXT Financial Group, Inc 615 39,000 0.13%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 494 32,000 0.11%
28 Avior Wealth Management, LLC 456 29,000 0.10%
29 Transamerica Financial Advisors, LLC 302 20,000 0.07%
30 CITIGROUP INC 58 4,000 0.01%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.