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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 33 Institutional holders with a total value of $28,807,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARMBRUSTER CAPITAL MANAGEMENT, INC. 108,281 5,936,000 20.61%
2 AllSquare Wealth Management LLC 77,249 4,235,000 14.70%
3 BANK OF AMERICA CORP /DE/ 61,350 3,363,000 11.67%
4 LPL Financial LLC 49,997 2,682,000 9.31%
5 WELLS FARGO & COMPANY/MN 35,789 1,962,000 6.81%
6 GOLDMAN SACHS GROUP INC 30,394 1,666,000 5.78%
7 BAILARD, INC. 28,300 1,551,000 5.38%
8 Cetera Advisors LLC 18,160 992,000 3.44%
9 JANE STREET GROUP, LLC 14,199 778,000 2.70%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,099 718,000 2.49%
11 UBS Group AG 11,559 634,000 2.20%
12 SG Americas Securities, LLC 11,548 633,000 2.20%
13 MORGAN STANLEY 9,322 511,000 1.77%
14 Yellowstone Partners, LLC 8,766 481,000 1.67%
15 CITADEL ADVISORS LLC 8,283 454,000 1.58%
16 GREAT LAKES ADVISORS, LLC 6,990 383,000 1.33%
17 STIFEL FINANCIAL CORP 6,910 379,000 1.32%
18 Advisory Services Network, LLC 5,508 302,000 1.05%
19 Kovack Advisors, Inc. 5,328 292,000 1.01%
20 BALASA DINVERNO & FOLTZ LLC 3,957 217,000 0.75%
21 Virtu KCG Holdings LLC 3,742 205,000 0.71%
22 MSI Financial Services Inc 1,804 99,000 0.34%
23 ROYAL BANK OF CANADA 1,650 90,000 0.31%
24 AMERICAN INTERNATIONAL GROUP, INC. 939 51,000 0.18%
25 WFG Advisors, LP 669 37,000 0.13%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 623 34,000 0.12%
27 NEXT Financial Group, Inc 615 33,000 0.11%
28 IFP ADVISORS, INC 500 27,000 0.09%
29 Avior Wealth Management, LLC 456 25,000 0.09%
30 Transamerica Financial Advisors, LLC 302 17,000 0.06%
31 CITIGROUP INC 233 13,000 0.05%
32 OGOREK ANTHONY JOSEPH /NY/ /ADV 135 7,000 0.02%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.