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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 31 Institutional holders with a total value of $30,381,432.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AllSquare Wealth Management LLC 79,983 5,104,000 16.80%
2 AMERICAN INTERNATIONAL GROUP, INC. 70,654 4,508,432 14.84%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,847 3,181,000 10.47%
4 ROYAL BANK OF CANADA 36,091 2,302,000 7.58%
5 LPL Financial LLC 32,881 2,100,000 6.91%
6 GOLDMAN SACHS GROUP INC 30,660 1,956,000 6.44%
7 Nationwide Fund Advisors 30,100 1,921,000 6.32%
8 UBS Group AG 26,745 1,707,000 5.62%
9 Cetera Advisors LLC 24,113 1,540,000 5.07%
10 WELLS FARGO & COMPANY/MN 15,270 974,000 3.21%
11 MORGAN STANLEY 13,933 889,000 2.93%
12 Legacy Private Trust Co. 12,981 828,000 2.73%
13 JANE STREET GROUP, LLC 8,022 512,000 1.69%
14 GREAT LAKES ADVISORS, LLC 7,500 479,000 1.58%
15 Investors Capital Advisory Services 7,483 477,000 1.57%
16 BANK OF AMERICA CORP /DE/ 6,293 402,000 1.32%
17 Kovack Advisors, Inc. 5,128 327,000 1.08%
18 STIFEL FINANCIAL CORP 4,293 274,000 0.90%
19 BUCKINGHAM STRATEGIC WEALTH, LLC 3,918 250,000 0.82%
20 BALASA DINVERNO & FOLTZ LLC 3,869 247,000 0.81%
21 Johnson Financial Group, Inc. 1,619 103,000 0.34%
22 OPTIMUM INVESTMENT ADVISORS 1,530 98,000 0.32%
23 WFG Advisors, LP 757 48,000 0.16%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 523 34,000 0.11%
25 MANAGED ACCOUNT ADVISORS LLC 507 32,000 0.11%
26 NEXT Financial Group, Inc 490 31,000 0.10%
27 Avior Wealth Management, LLC 456 29,000 0.10%
28 CITIGROUP INC 208 14,000 0.05%
29 OLD SECOND NATIONAL BANK OF AURORA 200 13,000 0.04%
30 MSI Financial Services Inc 15 1,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.