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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $64,045,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Vantage Investment Advisors, LLC 7 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 CITIGROUP INC 23 1,000 0.00%
4 MSI Financial Services Inc 15 1,000 0.00%
5 INR ADVISORY SERVICES LLC 60 4,000 0.01%
6 Burt Wealth Advisors 95 5,000 0.01%
7 WFG Advisors, LP 125 8,000 0.01%
8 OGOREK ANTHONY JOSEPH /NY/ /ADV 135 8,000 0.01%
9 Avior Wealth Management, LLC 456 29,000 0.05%
10 ADVISOR GROUP, INC. 495 31,000 0.05%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 487 31,000 0.05%
12 NEXT Financial Group, Inc 515 32,000 0.05%
13 CWM, LLC 581 37,000 0.06%
14 IFP ADVISORS, INC 939 59,000 0.09%
15 ASSET DEDICATION, LLC 1,781 112,000 0.17%
16 SG Americas Securities, LLC 3,706 233,000 0.36%
17 BALASA DINVERNO & FOLTZ LLC 3,957 249,000 0.39%
18 Virtu KCG Holdings LLC 3,950 249,000 0.39%
19 Advisory Services Network, LLC 4,071 256,000 0.40%
20 Yellowstone Partners, LLC 4,852 305,000 0.48%
21 GREAT LAKES ADVISORS, LLC 5,209 328,000 0.51%
22 Kovack Advisors, Inc. 5,328 335,000 0.52%
23 GOLDMAN SACHS GROUP INC 7,036 443,000 0.69%
24 ROYAL BANK OF CANADA 7,897 497,000 0.78%
25 STIFEL FINANCIAL CORP 8,004 505,000 0.79%
26 JANE STREET GROUP, LLC 8,157 513,000 0.80%
27 UBS Group AG 9,593 604,000 0.94%
28 WELLS FARGO & COMPANY/MN 11,026 694,000 1.08%
29 MORGAN STANLEY 14,430 908,000 1.42%
30 Cetera Advisors LLC 15,166 952,000 1.49%
31 LPL Financial LLC 16,282 1,016,000 1.59%
32 Nationwide Fund Advisors 28,300 1,781,000 2.78%
33 Raymond James Financial Services Advisors, Inc. 30,664 1,929,000 3.01%
34 BANK OF AMERICA CORP /DE/ 36,254 2,281,000 3.56%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,425 3,299,000 5.15%
36 AllSquare Wealth Management LLC 78,151 4,917,000 7.68%
37 Orion Porfolio Solutions, LLC 81,483 5,127,000 8.01%
38 CITADEL ADVISORS LLC 95,519 6,010,000 9.38%
39 ARMBRUSTER CAPITAL MANAGEMENT, INC. 199,302 12,540,000 19.58%
40 CARDAN CAPITAL PARTNERS, LLC 281,573 17,716,000 27.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.