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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 42 Institutional holders with a total value of $87,726,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Vantage Investment Advisors, LLC 7 1,000 0.00%
3 CITIGROUP INC 23 2,000 0.00%
4 INR ADVISORY SERVICES LLC 61 4,000 0.00%
5 Burt Wealth Advisors 80 6,000 0.01%
6 OGOREK ANTHONY JOSEPH /NY/ /ADV 135 8,000 0.01%
7 WFG Advisors, LP 125 9,000 0.01%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 388 28,000 0.03%
9 Avior Wealth Management, LLC 456 33,000 0.04%
10 NEXT Financial Group, Inc 515 38,000 0.04%
11 CWM, LLC 581 42,000 0.05%
12 ADVISOR GROUP, INC. 661 48,000 0.05%
13 IFP ADVISORS, INC 939 69,000 0.08%
14 Creative Planning 1,399 102,000 0.12%
15 ASSET DEDICATION, LLC 1,781 130,000 0.15%
16 Commonwealth Equity Services, Inc 2,872 210,000 0.24%
17 GUGGENHEIM CAPITAL LLC 3,906 285,000 0.32%
18 BALASA DINVERNO & FOLTZ LLC 3,957 289,000 0.33%
19 Janney Montgomery Scott LLC 4,129 301,000 0.34%
20 Private Advisor Group, LLC 4,132 305,000 0.35%
21 GREAT LAKES ADVISORS, LLC 5,154 376,000 0.43%
22 CIBC WORLD MARKET INC. 5,430 396,000 0.45%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,786 422,000 0.48%
24 JANE STREET GROUP, LLC 5,799 423,000 0.48%
25 GOLDMAN SACHS GROUP INC 7,009 512,000 0.58%
26 ROYAL BANK OF CANADA 7,082 517,000 0.59%
27 STIFEL FINANCIAL CORP 7,907 579,000 0.66%
28 Cetera Advisors LLC 13,248 967,000 1.10%
29 CITADEL ADVISORS LLC 19,655 1,435,000 1.64%
30 LPL Financial LLC 22,856 1,692,000 1.93%
31 MORGAN STANLEY 25,439 1,857,000 2.12%
32 Nationwide Fund Advisors 28,300 2,066,000 2.36%
33 Raymond James Financial Services Advisors, Inc. 33,683 2,460,000 2.80%
34 WELLS FARGO & COMPANY/MN 34,929 2,551,000 2.91%
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 56,452 4,122,000 4.70%
36 BANK OF AMERICA CORP /DE/ 62,533 4,567,000 5.21%
37 Orion Porfolio Solutions, LLC 72,434 5,289,000 6.03%
38 AllSquare Wealth Management LLC 75,634 5,523,000 6.30%
39 UBS Group AG 93,316 6,814,000 7.77%
40 NIEMANN CAPITAL MANAGEMENT INC 108,008 7,887,000 8.99%
41 ARMBRUSTER CAPITAL MANAGEMENT, INC. 196,913 14,379,000 16.39%
42 CARDAN CAPITAL PARTNERS, LLC 287,342 20,982,000 23.92%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.