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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $65,270,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Vantage Investment Advisors, LLC 7 0 0.00%
3 INR ADVISORY SERVICES LLC 61 4,000 0.01%
4 WFG Advisors, LP 125 9,000 0.01%
5 OGOREK ANTHONY JOSEPH /NY/ /ADV 135 9,000 0.01%
6 CITIGROUP INC 223 15,000 0.02%
7 PINNACLE BANCORP, INC. 315 22,000 0.03%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 449 30,000 0.05%
9 Avior Wealth Management, LLC 456 31,000 0.05%
10 NEXT Financial Group, Inc 530 36,000 0.06%
11 CWM, LLC 581 40,000 0.06%
12 BENJAMIN F. EDWARDS & COMPANY, INC. 662 45,000 0.07%
13 IFP ADVISORS, INC 939 64,000 0.10%
14 ASSET DEDICATION, LLC 1,781 122,000 0.19%
15 Country Club Trust Company, n.a. 3,172 217,000 0.33%
16 Private Advisor Group, LLC 3,440 226,000 0.35%
17 Janney Montgomery Scott LLC 3,781 259,000 0.40%
18 BALASA DINVERNO & FOLTZ LLC 3,957 271,000 0.42%
19 Advisory Services Network, LLC 4,140 284,000 0.44%
20 GREAT LAKES ADVISORS, LLC 5,080 348,000 0.53%
21 Virtu KCG Holdings LLC 5,084 348,000 0.53%
22 GOLDMAN SACHS GROUP INC 5,304 364,000 0.56%
23 SG Americas Securities, LLC 5,828 399,000 0.61%
24 JANE STREET GROUP, LLC 6,790 465,000 0.71%
25 KINGSVIEW WEALTH MANAGEMENT, LLC 7,376 506,000 0.78%
26 STIFEL FINANCIAL CORP 7,473 514,000 0.79%
27 ROYAL BANK OF CANADA 9,245 634,000 0.97%
28 Cetera Advisors LLC 12,478 856,000 1.31%
29 LPL Financial LLC 23,373 1,567,000 2.40%
30 MORGAN STANLEY 24,163 1,656,000 2.54%
31 WELLS FARGO & COMPANY/MN 28,264 1,937,000 2.97%
32 Nationwide Fund Advisors 28,300 1,940,000 2.97%
33 BANK OF AMERICA CORP /DE/ 32,231 2,209,000 3.38%
34 CITADEL ADVISORS LLC 45,839 3,142,000 4.81%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,682 3,337,000 5.11%
36 Orion Porfolio Solutions, LLC 68,528 4,697,000 7.20%
37 AllSquare Wealth Management LLC 69,392 4,756,000 7.29%
38 UBS Group AG 101,758 6,974,000 10.68%
39 CARDAN CAPITAL PARTNERS, LLC 196,158 13,445,000 20.60%
40 ARMBRUSTER CAPITAL MANAGEMENT, INC. 196,853 13,492,000 20.67%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.