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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 70 Institutional holders with a total value of $257,115,844.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 353,296 43,607,000 16.96%
2 WELLS FARGO & COMPANY/MN 341,863 42,197,000 16.41%
3 LPL Financial LLC 211,180 26,066,000 10.14%
4 BANK OF AMERICA CORP /DE/ 184,993 22,833,000 8.88%
5 UBS AG 117,178 14,463,000 5.63%
6 BANK OF STOCKTON 111,288 13,736,000 5.34%
7 New England Private Wealth Advisors LLC 103,549 12,779,000 4.97%
8 Financial Architects, Inc 100,416 12,394,000 4.82%
9 Raymond James Financial Services Advisors, Inc. 57,994 7,158,000 2.78%
10 Atria Investments, Inc 46,934 5,793,000 2.25%
11 Commonwealth Equity Services, Inc 44,730 5,521,000 2.15%
12 ROYAL BANK OF CANADA 38,543 4,758,000 1.85%
13 AMERIPRISE FINANCIAL INC 35,672 4,425,000 1.72%
14 JANE STREET GROUP, LLC 27,133 3,349,000 1.30%
15 MSI Financial Services Inc 26,857 3,315,000 1.29%
16 RAYMOND JAMES & ASSOCIATES 26,454 3,265,000 1.27%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,763 2,686,000 1.04%
18 Citizens Business Bank 19,375 2,391,000 0.93%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 14,709 1,816,000 0.71%
20 AMERICAN INTERNATIONAL GROUP, INC. 14,631 1,805,844 0.70%
21 Cambridge Investment Research Advisors, Inc. 13,782 1,701,000 0.66%
22 Cetera Advisors LLC 12,828 1,585,000 0.62%
23 STEPHENS INC /AR/ 11,475 1,416,000 0.55%
24 Camarda Financial Advisors, LLC 10,175 1,256,000 0.49%
25 SII INVESTMENTS INC/WI 8,983 1,044,000 0.41%
26 Miller Investment Management, LP 7,480 923,000 0.36%
27 Concert Wealth Management Inc. 7,582 919,000 0.36%
28 KMS FINANCIAL SERVICES, INC 7,440 918,000 0.36%
29 B. Riley Wealth Advisors, Inc. 7,167 885,000 0.34%
30 JPMORGAN CHASE & CO 6,892 851,000 0.33%
31 WFG Advisors, LP 6,136 757,000 0.29%
32 INSIGHT 2811, INC. 6,100 720,000 0.28%
33 CAHILL FINANCIAL ADVISORS INC 5,735 708,000 0.28%
34 People's United Financial, Inc. 4,765 588,000 0.23%
35 VSR Financial Services, Inc. 4,541 560,000 0.22%
36 Sequoia Financial Advisors, LLC 4,318 533,000 0.21%
37 MCMILLION CAPITAL MANAGEMENT INC 4,310 532,000 0.21%
38 FIRST MIDWEST BANK TRUST DIVISION 3,600 444,000 0.17%
39 First Allied Advisory Services, Inc. 3,561 438,000 0.17%
40 Virtu KCG Holdings LLC 3,430 423,000 0.16%
41 Creative Planning 3,392 419,000 0.16%
42 MYCIO WEALTH PARTNERS, LLC 3,310 409,000 0.16%
43 GREENLEAF TRUST 3,200 395,000 0.15%
44 HighTower Advisors, LLC 3,127 386,000 0.15%
45 M Holdings Securities, Inc. 2,819 348,000 0.14%
46 Freedom Investment Management, Inc. 2,710 335,000 0.13%
47 Partnervest Advisory Services LLC 2,646 327,000 0.13%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,597 321,000 0.12%
49 BROWN ADVISORY INC 2,544 314,000 0.12%
50 STIFEL FINANCIAL CORP 2,384 294,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.