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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 73 Institutional holders with a total value of $266,731,958.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 323,317 40,530,000 15.20%
2 WELLS FARGO & COMPANY/MN 303,614 38,061,000 14.27%
3 LPL Financial LLC 199,851 25,053,000 9.39%
4 BANK OF AMERICA CORP /DE/ 177,673 22,273,000 8.35%
5 UBS AG 119,813 15,020,000 5.63%
6 BANK OF STOCKTON 111,953 14,034,000 5.26%
7 Financial Architects, Inc 100,913 12,650,000 4.74%
8 New England Private Wealth Advisors LLC 99,987 12,533,000 4.70%
9 CREDIT SUISSE AG/ 89,787 11,256,000 4.22%
10 JANE STREET GROUP, LLC 69,854 8,757,000 3.28%
11 Raymond James Financial Services Advisors, Inc. 57,949 7,264,000 2.72%
12 Atria Investments, Inc 48,248 6,048,000 2.27%
13 ROYAL BANK OF CANADA 45,556 5,710,000 2.14%
14 Commonwealth Equity Services, Inc 44,872 5,625,000 2.11%
15 RAYMOND JAMES & ASSOCIATES 27,472 3,444,000 1.29%
16 MSI Financial Services Inc 27,177 3,407,000 1.28%
17 Citizens Business Bank 18,616 2,334,000 0.88%
18 AMERIPRISE FINANCIAL INC 18,512 2,321,000 0.87%
19 Cambridge Investment Research Advisors, Inc. 15,705 1,969,000 0.74%
20 AMERICAN INTERNATIONAL GROUP, INC. 15,631 1,959,496 0.73%
21 Cetera Advisors LLC 14,295 1,799,000 0.67%
22 Virtu KCG Holdings LLC 14,092 1,767,000 0.66%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,838 1,735,000 0.65%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 13,450 1,686,000 0.63%
25 Camarda Financial Advisors, LLC 11,444 1,435,000 0.54%
26 SII INVESTMENTS INC/WI 10,990 1,381,000 0.52%
27 SG Americas Securities, LLC 9,736 1,221,000 0.46%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,559 1,073,000 0.40%
29 B. Riley Wealth Advisors, Inc. 15,624 1,010,988 0.38%
30 WFG Advisors, LP 7,133 894,000 0.34%
31 Concert Wealth Management Inc. 6,585 809,000 0.30%
32 INSIGHT 2811, INC. 6,100 765,000 0.29%
33 First Allied Advisory Services, Inc. 4,969 623,000 0.23%
34 MARINER INDEPENDENT ADVISOR NETWORK, LLC 4,790 600,474 0.23%
35 Miller Investment Management, LP 4,725 592,000 0.22%
36 People's United Financial, Inc. 4,425 555,000 0.21%
37 CAHILL FINANCIAL ADVISORS INC 4,352 546,000 0.20%
38 MCMILLION CAPITAL MANAGEMENT INC 4,310 540,000 0.20%
39 FIRST MIDWEST BANK TRUST DIVISION 3,600 451,000 0.17%
40 Sequoia Financial Advisors, LLC 3,573 448,000 0.17%
41 Creative Planning 3,392 425,000 0.16%
42 GREENLEAF TRUST 3,200 401,000 0.15%
43 MYCIO WEALTH PARTNERS, LLC 3,140 394,000 0.15%
44 HighTower Advisors, LLC 3,136 393,000 0.15%
45 M Holdings Securities, Inc. 2,979 373,000 0.14%
46 Partnervest Advisory Services LLC 2,871 360,000 0.13%
47 STIFEL FINANCIAL CORP 2,790 350,000 0.13%
48 Freedom Investment Management, Inc. 2,592 325,000 0.12%
49 BROWN ADVISORY INC 2,544 319,000 0.12%
50 KMS FINANCIAL SERVICES, INC 2,480 311,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.