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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 84 Institutional holders with a total value of $247,257,256.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 332,217 39,580,000 16.01%
2 MORGAN STANLEY 163,438 19,763,000 7.99%
3 FORTE CAPITAL LLC /ADV 146,734 17,743,000 7.18%
4 BANK OF STOCKTON 144,884 17,519,000 7.09%
5 Paracle Advisors, LLC 138,953 16,802,000 6.80%
6 CARDAN CAPITAL PARTNERS, LLC 116,939 14,140,000 5.72%
7 UBS Group AG 93,575 11,315,000 4.58%
8 BANK OF AMERICA CORP /DE/ 89,245 10,792,000 4.36%
9 Financial Architects, Inc 72,667 8,787,000 3.55%
10 WELLS FARGO & COMPANY/MN 71,573 8,655,000 3.50%
11 New England Private Wealth Advisors LLC 63,856 7,718,000 3.12%
12 Commonwealth Equity Services, Inc 51,877 6,273,000 2.54%
13 CITADEL ADVISORS LLC 50,384 6,100,000 2.47%
14 Cambridge Investment Research Advisors, Inc. 48,451 5,859,000 2.37%
15 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 43,600 5,272,000 2.13%
16 ROYAL BANK OF CANADA 40,142 4,854,000 1.96%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,413 4,651,000 1.88%
18 Raymond James Financial Services Advisors, Inc. 33,260 4,022,000 1.63%
19 JANE STREET GROUP, LLC 30,675 3,709,000 1.50%
20 Atria Investments, Inc 29,830 3,607,000 1.46%
21 WELL DONE, LLC 23,793 2,877,000 1.16%
22 RAYMOND JAMES & ASSOCIATES 21,011 2,541,000 1.03%
23 MSI Financial Services Inc 18,148 2,194,000 0.89%
24 AMERICAN INTERNATIONAL GROUP, INC. 15,229 1,842,000 0.74%
25 ENVESTNET ASSET MANAGEMENT INC 14,969 1,810,000 0.73%
26 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 14,771 1,786,000 0.72%
27 EisnerAmper Wealth Management Corporate Benefits, LLC 12,215 1,477,000 0.60%
28 Citizens Business Bank 11,671 1,411,000 0.57%
29 SII INVESTMENTS INC/WI 8,676 1,047,000 0.42%
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 7,256 877,000 0.35%
31 STEPHENS INC /AR/ 7,039 851,000 0.34%
32 First Allied Advisory Services, Inc. 6,479 784,000 0.32%
33 Virtu KCG Holdings LLC 6,141 743,000 0.30%
34 INSIGHT 2811, INC. 6,100 738,000 0.30%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,563 552,000 0.22%
36 Concert Wealth Management Inc. 3,745 451,000 0.18%
37 SG Americas Securities, LLC 3,715 449,000 0.18%
38 Freedom Investment Management, Inc. 3,482 421,000 0.17%
39 OPPENHEIMER & CO INC 3,322 402,000 0.16%
40 Janney Montgomery Scott LLC 3,265 395,000 0.16%
41 AMERIPRISE FINANCIAL INC 3,108 389,000 0.16%
42 GREENLEAF TRUST 3,200 387,000 0.16%
43 Cetera Advisors LLC 3,156 381,000 0.15%
44 MYCIO WEALTH PARTNERS, LLC 3,141 380,000 0.15%
45 M Holdings Securities, Inc. 3,033 367,000 0.15%
46 Private Advisor Group, LLC 2,873 347,000 0.14%
47 INVESTMENT CENTERS OF AMERICA INC 2,758 334,000 0.14%
48 Partnervest Advisory Services LLC 2,730 330,000 0.13%
49 JPMORGAN CHASE & CO 2,591 314,000 0.13%
50 BROWN ADVISORY INC 2,544 308,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.