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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 77 Institutional holders with a total value of $256,440,044.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 217,775 28,871,000 11.26%
2 WELLS FARGO & COMPANY/MN 179,130 23,747,000 9.26%
3 LPL Financial LLC 174,210 22,990,000 8.97%
4 BANK OF STOCKTON 122,226 16,204,000 6.32%
5 Paracle Advisors, LLC 115,175 15,268,000 5.95%
6 FORTE CAPITAL LLC /ADV 99,634 13,297,000 5.19%
7 BANK OF AMERICA CORP /DE/ 100,118 13,272,000 5.18%
8 Financial Architects, Inc 78,754 10,441,000 4.07%
9 Ken Stern & Associates, Inc. 74,694 9,902,000 3.86%
10 UBS Group AG 71,613 9,494,000 3.70%
11 New England Private Wealth Advisors LLC 67,532 8,930,000 3.48%
12 JANE STREET GROUP, LLC 65,105 8,631,000 3.37%
13 Raymond James Financial Services Advisors, Inc. 64,531 8,555,000 3.34%
14 Commonwealth Equity Services, Inc 51,865 6,876,000 2.68%
15 Atria Investments, Inc 50,086 6,640,000 2.59%
16 ROYAL BANK OF CANADA 48,396 6,415,000 2.50%
17 Cambridge Investment Research Advisors, Inc. 29,795 3,950,000 1.54%
18 MARINER INDEPENDENT ADVISOR NETWORK, LLC 26,125 3,463,423 1.35%
19 SG Americas Securities, LLC 23,482 3,113,000 1.21%
20 EisnerAmper Wealth Management Corporate Benefits, LLC 22,793 3,022,000 1.18%
21 RAYMOND JAMES & ASSOCIATES 22,322 2,959,000 1.15%
22 Citizens Business Bank 18,360 2,434,000 0.95%
23 Legacy Private Trust Co. 18,315 2,428,000 0.95%
24 AMERICAN INTERNATIONAL GROUP, INC. 17,457 2,314,263 0.90%
25 Cetera Advisors LLC 14,690 1,949,000 0.76%
26 AMERIPRISE FINANCIAL INC 12,389 1,642,000 0.64%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,412 1,512,000 0.59%
28 Camarda Financial Advisors, LLC 10,782 1,429,000 0.56%
29 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,788 1,384,000 0.54%
30 STEPHENS INC /AR/ 10,152 1,346,000 0.52%
31 SII INVESTMENTS INC/WI 9,733 1,291,000 0.50%
32 B. Riley Wealth Advisors, Inc. 8,930 1,184,000 0.46%
33 Transamerica Financial Advisors, LLC 8,462 1,122,000 0.44%
34 Stratos Wealth Partners, LTD. 6,466 855,000 0.33%
35 INSIGHT 2811, INC. 6,100 809,000 0.32%
36 First Allied Advisory Services, Inc. 4,525 604,000 0.24%
37 MCMILLION CAPITAL MANAGEMENT INC 4,262 565,000 0.22%
38 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 3,908 518,000 0.20%
39 CAHILL FINANCIAL ADVISORS INC 3,691 490,000 0.19%
40 People's United Financial, Inc. 3,490 463,000 0.18%
41 GREENLEAF TRUST 3,200 424,000 0.17%
42 MYCIO WEALTH PARTNERS, LLC 3,140 416,000 0.16%
43 M Holdings Securities, Inc. 2,961 393,000 0.15%
44 Freedom Investment Management, Inc. 2,777 368,000 0.14%
45 Partnervest Advisory Services LLC 2,736 363,000 0.14%
46 JPMORGAN CHASE & CO 2,727 362,000 0.14%
47 BROWN ADVISORY INC 2,544 337,000 0.13%
48 Kovack Advisors, Inc. 2,409 319,000 0.12%
49 HighTower Advisors, LLC 2,389 317,000 0.12%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,375 316,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.