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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 87 Institutional holders with a total value of $191,647,300.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Paracle Advisors, LLC 155,061 19,979,000 10.42%
2 FORTE CAPITAL LLC /ADV 146,725 18,905,000 9.86%
3 MORGAN STANLEY 143,432 18,481,000 9.64%
4 BANK OF STOCKTON 121,918 15,709,000 8.20%
5 LPL Financial LLC 120,976 15,624,000 8.15%
6 Financial Architects, Inc 70,702 9,110,000 4.75%
7 New England Private Wealth Advisors LLC 59,377 7,647,000 3.99%
8 WELLS FARGO & COMPANY/MN 57,055 7,351,000 3.84%
9 UBS Group AG 51,555 6,643,000 3.47%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,239 6,216,000 3.24%
11 ROYAL BANK OF CANADA 44,399 5,720,000 2.98%
12 BANK OF AMERICA CORP /DE/ 43,659 5,626,000 2.94%
13 BRIGHT ROCK CAPITAL MANAGEMENT, LLC 43,600 5,618,000 2.93%
14 Raymond James Financial Services Advisors, Inc. 26,930 3,470,000 1.81%
15 Atria Investments, Inc 26,586 3,426,000 1.79%
16 Commonwealth Equity Services, Inc 26,398 3,401,000 1.77%
17 SG Americas Securities, LLC 25,973 3,347,000 1.75%
18 HighTower Advisors, LLC 21,886 2,820,000 1.47%
19 Cambridge Investment Research Advisors, Inc. 19,060 2,456,000 1.28%
20 CREATIVE FINANCIAL DESIGNS INC /ADV 18,152 2,339,000 1.22%
21 ENVESTNET ASSET MANAGEMENT INC 15,856 2,043,000 1.07%
22 JANE STREET GROUP, LLC 15,238 1,963,000 1.02%
23 MSI Financial Services Inc 13,601 1,753,000 0.91%
24 CITADEL ADVISORS LLC 12,636 1,628,000 0.85%
25 EisnerAmper Wealth Management Corporate Benefits, LLC 12,128 1,563,000 0.82%
26 Virtu KCG Holdings LLC 11,017 1,420,000 0.74%
27 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,855 1,270,000 0.66%
28 Citizens Business Bank 8,716 1,123,000 0.59%
29 STEPHENS INC /AR/ 7,094 914,000 0.48%
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 6,759 871,000 0.45%
31 WELL DONE, LLC 6,557 845,000 0.44%
32 HUNTINGTON NATIONAL BANK 6,295 811,000 0.42% PRN
33 ARTHUR ZASKE & ASSOCIATES, LLC 6,100 786,000 0.41%
34 AMERIPRISE FINANCIAL INC 4,810 620,000 0.32%
35 Freedom Investment Management, Inc. 4,273 551,000 0.29%
36 ADVISOR GROUP, INC. 4,035 519,000 0.27%
37 NATIONAL PLANNING CORP 3,635 476,000 0.25%
38 RAYMOND JAMES & ASSOCIATES 3,380 436,000 0.23%
39 First Allied Advisory Services, Inc. 3,243 418,000 0.22%
40 Private Advisor Group, LLC 3,135 411,000 0.21%
41 MYCIO WEALTH PARTNERS, LLC 3,151 406,000 0.21%
42 Janney Montgomery Scott LLC 3,126 403,000 0.21%
43 BSC PRIVATE WEALTH MANAGEMENT, LLC 3,008 388,000 0.20%
44 VOYA FINANCIAL ADVISORS, INC. 2,985 387,000 0.20%
45 KEYBANK NATIONAL ASSOCIATION/OH 2,945 379,000 0.20%
46 WESTSIDE INVESTMENT MANAGEMENT, INC. 2,700 353,673 0.18%
47 BROWN ADVISORY INC 2,544 328,000 0.17%
48 OPPENHEIMER & CO INC 2,397 309,000 0.16%
49 LEVEL FOUR ADVISORY SERVICES, LLC 2,367 305,000 0.16%
50 Kistler-Tiffany Companies, LLC 2,268 292,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.