Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 26 Institutional holders with a total value of $14,355,620.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BBVA USA Bancshares, Inc. 103,229 7,096,000 49.43%
2 ProVise Management Group, LLC 30,764 2,115,000 14.73%
3 BANK OF AMERICA CORP /DE/ 11,454 787,000 5.48%
4 Virtu KCG Holdings LLC 7,478 514,000 3.58%
5 B. Riley Wealth Advisors, Inc. 7,311 503,000 3.50%
6 UBS AG 6,139 422,000 2.94%
7 LPL Financial LLC 6,064 417,000 2.90%
8 MORGAN STANLEY 5,475 377,000 2.63%
9 KMS FINANCIAL SERVICES, INC 5,279 363,000 2.53%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,901 337,000 2.35%
11 Commonwealth Equity Services, Inc 4,602 316,000 2.20%
12 Private Advisor Group, LLC 4,440 305,000 2.12%
13 ROYAL BANK OF CANADA 2,845 196,000 1.37%
14 WELLS FARGO & COMPANY/MN 2,096 145,000 1.01%
15 WFG Advisors, LP 1,770 122,000 0.85%
16 Partnervest Advisory Services LLC 1,100 76,000 0.53%
17 Creative Planning 1,000 69,000 0.48%
18 DEUTSCHE BANK AG\ 500 34,000 0.24%
19 NEW ENGLAND SECURITIES CORP /MA/ 500 34,000 0.24%
20 AMERICAN INTERNATIONAL GROUP, INC. 460 31,620 0.22%
21 HOWE & RUSLING INC 450 31,000 0.22%
22 BARCLAYS PLC 400 27,000 0.19%
23 FARMERS & MERCHANTS INVESTMENTS INC 276 19,000 0.13%
24 AMERIPRISE FINANCIAL INC 175 12,000 0.08%
25 CENTRAL TRUST Co 100 7,000 0.05%
26 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.