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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 33 Institutional holders with a total value of $57,149,092.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGH FALLS ADVISORS, INC 277,967 23,138,000 40.49%
2 LPL Financial LLC 86,916 7,094,000 12.41%
3 MORGAN STANLEY 67,938 5,655,000 9.90%
4 BANK OF AMERICA CORP /DE/ 41,445 3,450,000 6.04%
5 WELLS FARGO & COMPANY/MN 40,855 3,400,000 5.95%
6 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 26,905 2,240,000 3.92%
7 AVALON CAPITAL MANAGEMENT 23,195 1,931,000 3.38%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,185 1,763,000 3.08%
9 Private Advisor Group, LLC 15,899 1,323,000 2.31%
10 Cambridge Investment Research Advisors, Inc. 10,822 901,000 1.58%
11 UBS Group AG 10,546 878,000 1.54%
12 Commonwealth Equity Services, Inc 8,863 738,000 1.29%
13 CITADEL ADVISORS LLC 7,995 666,000 1.17%
14 Cetera Advisor Networks LLC 7,884 656,000 1.15%
15 AMERICAN INTERNATIONAL GROUP, INC. 7,501 624,000 1.09%
16 Raymond James Financial Services Advisors, Inc. 6,500 541,000 0.95%
17 WESPAC ADVISORS SOCAL, LLC 5,180 431,183 0.75%
18 IFP ADVISORS, INC 4,675 389,000 0.68%
19 INVESTMENT CENTERS OF AMERICA INC 4,600 380,000 0.66%
20 MSI Financial Services Inc 3,338 278,000 0.49%
21 Dynamic Advisor Solutions LLC 2,708 225,000 0.39%
22 Advisors Preferred, LLC 1,560 130,000 0.23%
23 D'Orazio & Associates, Inc. 1,230 102,000 0.18%
24 Creative Planning 1,000 83,000 0.15%
25 MOSAIC FAMILY WEALTH, LLC 500 41,000 0.07%
26 PIERSHALE FINANCIAL GROUP, INC. 259 22,000 0.04%
27 NEXT Financial Group, Inc 250 20,000 0.03%
28 ROYAL BANK OF CANADA 200 17,000 0.03%
29 PNC FINANCIAL SERVICES GROUP, INC. 104 9,000 0.02%
30 CITIGROUP INC 111 9,000 0.02%
31 CENTRAL TRUST Co 100 8,000 0.01%
32 MassMutual Private Wealth & Trust, FSB 83 6,909 0.01%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.