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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $21,030,005.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 44,272 3,203,000 15.23%
2 CITADEL ADVISORS LLC 42,160 3,052,000 14.51%
3 WELLS FARGO & COMPANY/MN 27,215 1,969,000 9.36%
4 Virtu KCG Holdings LLC 25,638 1,855,000 8.82%
5 JANE STREET GROUP, LLC 18,584 1,345,000 6.40%
6 LPL Financial LLC 17,445 1,268,000 6.03%
7 ROYAL BANK OF CANADA 17,236 1,247,000 5.93%
8 SCOTIA CAPITAL INC. 17,212 1,214,000 5.77%
9 Private Advisor Group, LLC 12,876 932,000 4.43%
10 B. Riley Wealth Advisors, Inc. 11,486 831,000 3.95%
11 AMERICAN INTERNATIONAL GROUP, INC. 8,670 627,000 2.98%
12 UBS Group AG 8,327 602,000 2.86%
13 Cambridge Investment Research Advisors, Inc. 7,055 510,000 2.43%
14 CREDIT SUISSE AG/ 6,072 439,000 2.09%
15 MORGAN STANLEY 5,606 405,000 1.93%
16 Commonwealth Equity Services, Inc 5,046 365,000 1.74%
17 IFP ADVISORS, INC 4,225 306,000 1.46%
18 INVESTMENT CENTERS OF AMERICA INC 3,899 281,000 1.34%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,098 152,000 0.72%
20 MSI Financial Services Inc 1,856 134,000 0.64%
21 D'Orazio & Associates, Inc. 1,230 89,000 0.42%
22 Creative Planning 1,000 72,000 0.34%
23 MOSAIC FAMILY WEALTH, LLC 500 36,000 0.17%
24 AUSDAL FINANCIAL PARTNERS, INC. 459 33,000 0.16%
25 NEXT Financial Group, Inc 250 18,000 0.09%
26 KALOS MANAGEMENT, INC. 9,767 10,000 0.05% PRN
27 CITIGROUP INC 111 8,000 0.04%
28 REILLY FINANCIAL ADVISORS, LLC 100 7,000 0.03%
29 PNC FINANCIAL SERVICES GROUP, INC. 103 7,000 0.03%
30 CENTRAL TRUST Co 100 7,000 0.03%
31 MassMutual Private Wealth & Trust, FSB 83 6,005 0.03%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.