Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 40 Institutional holders with a total value of $25,385,950.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 31,269 2,527,000 9.95%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 28,997 2,342,000 9.23%
3 MORGAN STANLEY 25,515 2,061,000 8.12%
4 SG Americas Securities, LLC 21,604 1,745,000 6.87%
5 CITADEL ADVISORS LLC 20,563 1,661,000 6.54%
6 Cambridge Investment Research Advisors, Inc. 18,144 1,466,000 5.77%
7 LPL Financial LLC 16,876 1,368,000 5.39%
8 ROYAL BANK OF CANADA 15,686 1,267,000 4.99%
9 GOLDMAN SACHS GROUP INC 12,722 1,028,000 4.05%
10 Friedenthal Financial 10,887 879,000 3.46%
11 ADVISOR GROUP, INC. 10,388 840,000 3.31%
12 Private Advisor Group, LLC 9,631 783,000 3.08%
13 SignalPoint Asset Management, LLC 8,660 700,000 2.76%
14 BANK OF AMERICA CORP /DE/ 8,571 692,000 2.73%
15 Commonwealth Equity Services, Inc 8,343 674,000 2.66%
16 JANE STREET GROUP, LLC 7,771 628,000 2.47%
17 INVESTMENT CENTERS OF AMERICA INC 6,949 562,000 2.21%
18 UBS Group AG 5,564 449,000 1.77%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,365 434,000 1.71%
20 MSI Financial Services Inc 5,218 421,000 1.66%
21 IFP ADVISORS, INC 5,150 416,000 1.64%
22 Freedom Investment Management, Inc. 4,782 386,000 1.52%
23 First Heartland Consultants, Inc. 4,345 351,000 1.38%
24 WESPAC ADVISORS SOCAL, LLC 3,420 276,268 1.09%
25 Cetera Advisor Networks LLC 3,243 261,000 1.03%
26 STIFEL FINANCIAL CORP 3,087 250,000 0.98%
27 Sigma Planning Corp 2,863 231,000 0.91%
28 Creative Planning 2,764 223,000 0.88%
29 Virtu KCG Holdings LLC 2,605 210,000 0.83%
30 D'Orazio & Associates, Inc. 1,230 99,000 0.39%
31 FIRST FINANCIAL CORP /IN/ 590 48,000 0.19%
32 MOSAIC FAMILY WEALTH, LLC 500 40,000 0.16%
33 NEXT Financial Group, Inc 250 20,000 0.08%
34 MassMutual Private Wealth & Trust, FSB 157 12,682 0.05%
35 PNC FINANCIAL SERVICES GROUP, INC. 107 9,000 0.04%
36 CITIGROUP INC 111 9,000 0.04%
37 Financial Architects, Inc 112 9,000 0.04%
38 FLOW TRADERS U.S. LLC 100 8,000 0.03%
39 ASSETMARK, INC 1 0 0.00%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.