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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 48 Institutional holders with a total value of $95,611,678.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 307,587 26,938,000 28.17%
2 GOLDMAN SACHS GROUP INC 171,432 15,014,000 15.70%
3 WELLS FARGO & COMPANY/MN 80,203 7,024,000 7.35%
4 NIEMANN CAPITAL MANAGEMENT INC 78,475 6,873,000 7.19%
5 ENVESTNET ASSET MANAGEMENT INC 75,383 6,602,000 6.91%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 61,563 5,418,000 5.67%
7 MORGAN STANLEY 40,969 3,588,000 3.75%
8 BANK OF AMERICA CORP /DE/ 28,657 2,510,000 2.63%
9 LPL Financial LLC 27,133 2,392,000 2.50%
10 Cambridge Investment Research Advisors, Inc. 22,189 1,943,000 2.03%
11 AVALON CAPITAL MANAGEMENT 21,325 1,868,000 1.95%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,342 1,598,000 1.67%
13 Private Advisor Group, LLC 17,507 1,544,000 1.61%
14 Friedenthal Financial 16,016 1,403,000 1.47%
15 B. Riley Wealth Advisors, Inc. 11,683 1,024,000 1.07%
16 Commonwealth Equity Services, Inc 10,981 962,000 1.01%
17 ADVISOR GROUP, INC. 10,617 926,000 0.97%
18 UBS Group AG 10,092 884,000 0.92%
19 CAVALIER INVESTMENTS, LLC 9,183 804,000 0.84%
20 Cetera Advisor Networks LLC 7,959 695,000 0.73%
21 SOCIETE GENERALE 6,500 569,000 0.60%
22 SG Americas Securities, LLC 6,500 569,000 0.60%
23 MSI Financial Services Inc 6,407 561,000 0.59%
24 ProVise Management Group, LLC 6,334 555,000 0.58%
25 INVESTMENT CENTERS OF AMERICA INC 5,292 460,000 0.48%
26 WESPAC ADVISORS SOCAL, LLC 5,120 448,409 0.47%
27 IFP ADVISORS, INC 4,675 409,000 0.43%
28 Argentus Capital Management, LLC 3,683 323,000 0.34%
29 JANE STREET GROUP, LLC 3,214 281,000 0.29%
30 Sigma Planning Corp 3,165 277,000 0.29%
31 SII INVESTMENTS INC/WI 2,787 244,000 0.26%
32 Waldron Private Wealth LLC 2,310 202,000 0.21%
33 LINCOLN NATIONAL CORP 2,286 200,000 0.21%
34 D'Orazio & Associates, Inc. 1,230 108,000 0.11%
35 Creative Planning 1,000 88,000 0.09%
36 Advisors Preferred, LLC 719 63,000 0.07%
37 FIRST FINANCIAL CORP /IN/ 670 59,000 0.06%
38 ROYAL BANK OF CANADA 530 47,000 0.05%
39 MOSAIC FAMILY WEALTH, LLC 500 44,000 0.05%
40 PIERSHALE FINANCIAL GROUP, INC. 261 23,000 0.02%
41 NEXT Financial Group, Inc 250 21,000 0.02%
42 Financial Architects, Inc 110 10,000 0.01%
43 CITIGROUP INC 111 10,000 0.01%
44 CENTRAL TRUST Co 100 9,000 0.01%
45 PNC FINANCIAL SERVICES GROUP, INC. 105 9,000 0.01%
46 MassMutual Private Wealth & Trust, FSB 83 7,269 0.01%
47 INTEGRATED WEALTH MANAGEMENT 59 5,000 0.01%
48 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.