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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $27,065,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 92,056 6,385,000 23.59%
2 ROYAL BANK OF CANADA 68,900 4,779,000 17.66%
3 JANE STREET GROUP, LLC 36,622 2,540,000 9.38%
4 Private Advisor Group, LLC 34,776 2,414,000 8.92%
5 Virtu KCG Holdings LLC 28,793 1,997,000 7.38%
6 BANK OF AMERICA CORP /DE/ 21,365 1,482,000 5.48%
7 CITADEL ADVISORS LLC 21,211 1,470,000 5.43%
8 LPL Financial LLC 14,948 1,052,000 3.89%
9 Commonwealth Equity Services, Inc 11,239 780,000 2.88%
10 B. Riley Wealth Advisors, Inc. 10,806 750,000 2.77%
11 UBS Group AG 8,541 592,000 2.19%
12 HRT FINANCIAL LP 7,655 530,000 1.96%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,451 517,000 1.91%
14 MORGAN STANLEY 3,850 267,000 0.99%
15 KEYBANK NATIONAL ASSOCIATION/OH 3,800 264,000 0.98%
16 Cambridge Investment Research Advisors, Inc. 3,773 262,000 0.97%
17 RISK PARADIGM GROUP, LLC 3,577 248,110 0.92%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,180 220,000 0.81%
19 WELLS FARGO & COMPANY/MN 2,468 171,000 0.63%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,400 97,108 0.36%
21 FIFTH THIRD BANCORP 1,184 82,000 0.30%
22 MSI Financial Services Inc 743 52,000 0.19%
23 BANK OF MONTREAL /CAN/ 388 27,000 0.10%
24 FARMERS & MERCHANTS INVESTMENTS INC 276 19,000 0.07%
25 NEXT Financial Group, Inc 250 17,000 0.06%
26 CITIGROUP INC 197 14,000 0.05%
27 Joel Isaacson & Co., LLC 200 14,000 0.05%
28 JFS WEALTH ADVISORS, LLC 135 9,000 0.03%
29 PNC FINANCIAL SERVICES GROUP, INC. 102 7,000 0.03%
30 CENTRAL TRUST Co 100 7,000 0.03%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.