Dark
Light
System
Security
RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 32 Institutional holders with a total value of $121,107,772.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1,165,773 91,595,000 75.63%
2 BBVA USA Bancshares, Inc. 98,621 7,749,000 6.40%
3 MORGAN STANLEY 74,756 5,873,000 4.85%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,900 3,764,000 3.11%
5 Argentus Capital Management, LLC 26,956 2,118,000 1.75%
6 LPL Financial LLC 19,525 1,534,000 1.27%
7 BANK OF AMERICA CORP /DE/ 17,092 1,343,000 1.11%
8 Private Advisor Group, LLC 16,873 1,309,000 1.08%
9 Commonwealth Equity Services, Inc 13,058 1,026,000 0.85%
10 Bison Wealth, LLC 11,309 889,000 0.73%
11 B. Riley Wealth Advisors, Inc. 7,931 623,000 0.51%
12 UBS Group AG 7,598 597,000 0.49%
13 WELLS FARGO & COMPANY/MN 5,558 437,000 0.36%
14 Cambridge Investment Research Advisors, Inc. 5,324 418,000 0.35%
15 Noven Financial Group, Inc. 5,250 412,000 0.34%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,906 307,000 0.25%
17 KEYBANK NATIONAL ASSOCIATION/OH 3,800 299,000 0.25%
18 Prospera Financial Services Inc 2,912 229,000 0.19%
19 Concert Wealth Management Inc. 2,537 200,000 0.17%
20 NATIONAL PLANNING CORP 1,278 100,195 0.08%
21 Creative Planning 1,000 79,000 0.07%
22 DEUTSCHE BANK AG\ 500 39,000 0.03%
23 AMERICAN INTERNATIONAL GROUP, INC. 491 38,577 0.03%
24 BARCLAYS PLC 400 31,000 0.03%
25 FARMERS & MERCHANTS INVESTMENTS INC 276 22,000 0.02%
26 NEXT Financial Group, Inc 275 22,000 0.02%
27 WFG Advisors, LP 239 19,000 0.02%
28 MSI Financial Services Inc 193 15,000 0.01%
29 CENTRAL TRUST Co 100 8,000 0.01%
30 CITIGROUP INC 100 8,000 0.01%
31 Baltimore-Washington Financial Advisors, Inc. 50 4,000 0.00%
32 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.