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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 34 Institutional holders with a total value of $24,118,561.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 WEALTHFRONT CORP 13 1,000 0.00%
3 RISK PARADIGM GROUP, LLC 22 1,561 0.01%
4 BANK OF MONTREAL /CAN/ 89 6,000 0.02%
5 CENTRAL TRUST Co 100 7,000 0.03%
6 PNC FINANCIAL SERVICES GROUP, INC. 103 7,000 0.03%
7 CITIGROUP INC 111 8,000 0.03%
8 Joel Isaacson & Co., LLC 200 14,000 0.06%
9 Advisors Preferred, LLC 193 14,000 0.06%
10 NEXT Financial Group, Inc 250 17,000 0.07%
11 FARMERS & MERCHANTS INVESTMENTS INC 276 20,000 0.08%
12 Argentus Capital Management, LLC 1,000 71,000 0.29%
13 Creative Planning 1,000 71,000 0.29%
14 D'Orazio & Associates, Inc. 1,230 91,000 0.38%
15 MSI Financial Services Inc 1,380 98,000 0.41%
16 INVESTMENT CENTERS OF AMERICA INC 3,207 226,000 0.94%
17 GW HENSSLER & ASSOCIATES LTD 3,749 266,000 1.10%
18 KEYBANK NATIONAL ASSOCIATION/OH 3,800 270,000 1.12%
19 MORGAN STANLEY 3,876 275,000 1.14%
20 Cambridge Investment Research Advisors, Inc. 5,309 377,000 1.56%
21 Commonwealth Equity Services, Inc 5,374 381,000 1.58%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,174 509,000 2.11%
23 AMERICAN INTERNATIONAL GROUP, INC. 7,318 520,000 2.16%
24 UBS Group AG 8,657 614,000 2.55%
25 Friedenthal Financial 10,641 755,000 3.13%
26 LPL Financial LLC 10,994 799,000 3.31%
27 B. Riley Wealth Advisors, Inc. 12,536 890,000 3.69%
28 Private Advisor Group, LLC 16,807 1,193,000 4.95%
29 SCOTIA CAPITAL INC. 17,212 1,222,000 5.07%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,544 1,324,000 5.49%
31 ROYAL BANK OF CANADA 27,437 1,947,000 8.07%
32 WELLS FARGO & COMPANY/MN 30,603 2,172,000 9.01%
33 BANK OF AMERICA CORP /DE/ 49,202 3,491,000 14.47%
34 UNITED CAPITAL FINANCIAL ADVISORS, LLC 91,058 6,461,000 26.79%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.