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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 168 Institutional holders with a total value of $431,292,806.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Apriem Advisors 3 0 0.00%
3 WEALTHFRONT CORP 12 1,000 0.00%
4 SUMMIT SECURITIES GROUP LLC 25 1,000 0.00%
5 Horrell Capital Management, Inc. 43 2,000 0.00%
6 Barrett Asset Management, LLC 50 2,000 0.00%
7 Burt Wealth Advisors 72 3,000 0.00%
8 MYCIO WEALTH PARTNERS, LLC 100 4,000 0.00%
9 GLENMEDE TRUST CO NA 100 4,000 0.00%
10 FineMark National Bank & Trust 155 7,000 0.00%
11 Vantage Investment Advisors, LLC 208 9,000 0.00%
12 ASSET PLANNING SERVICES, LTD. 241 10,000 0.00%
13 Vigilant Capital Management, LLC 224 10,000 0.00%
14 COLONY GROUP LLC 255 11,000 0.00%
15 BANK OF MONTREAL /CAN/ 275 12,000 0.00%
16 Spectrum Management Group, LLC 375 16,000 0.00%
17 North Star Investment Management Corp. 395 17,000 0.00%
18 HIGHLAND CAPITAL MANAGEMENT, LLC 480 20,000 0.00%
19 MSI Financial Services Inc 525 22,000 0.01%
20 NEXT Financial Group, Inc 557 23,000 0.01%
21 INTEGRATED WEALTH MANAGEMENT 573 24,000 0.01%
22 THOMPSON SIEGEL & WALMSLEY LLC 600 26,000 0.01%
23 First Personal Financial Services 650 28,000 0.01%
24 WASHINGTON TRUST BANK 960 41,000 0.01%
25 Ruggie Capital Group 1,023 44,000 0.01%
26 Capital Directions Investment Advisors, LLC 1,455 62,000 0.01%
27 PITTENGER & ANDERSON INC 1,515 65,000 0.02%
28 Westend Capital Management, LLC 1,706 72,000 0.02%
29 Chicago Partners Investment Group LLC 1,902 81,000 0.02%
30 Crosspoint Capital Strategies, LLC 2,365 101,000 0.02%
31 Financial Architects, Inc 2,539 108,000 0.03%
32 MANAGED ACCOUNT ADVISORS LLC 2,930 125,000 0.03%
33 HOWE & RUSLING INC 3,000 128,000 0.03%
34 FIFTH THIRD BANCORP 3,600 154,000 0.04%
35 WEALTHCARE CAPITAL MANAGEMENT LLC 3,648 156,000 0.04%
36 Kistler-Tiffany Companies, LLC 3,903 166,000 0.04%
37 SIGNATUREFD, LLC 4,166 178,000 0.04%
38 REILLY FINANCIAL ADVISORS, LLC 4,378 187,000 0.04%
39 Kavar Capital Partners, LLC 4,634 197,000 0.05%
40 APPLETON GROUP, LLC 4,817 205,000 0.05%
41 SAWGRASS ASSET MANAGEMENT LLC 4,830 206,000 0.05%
42 Koshinski Asset Management, Inc. 5,035 215,000 0.05%
43 Cubic Asset Management, LLC 5,200 222,000 0.05%
44 Dynamic Advisor Solutions LLC 5,284 225,000 0.05%
45 SIGMA INVESTMENT COUNSELORS INC 5,509 235,000 0.05%
46 First Allied Advisory Services, Inc. 5,610 240,000 0.06%
47 WealthTrust Fairport, LLC 6,115 261,000 0.06%
48 Rock Point Advisors, LLC 6,148 262,000 0.06%
49 BAR HARBOR TRUST SERVICES 6,281 268,000 0.06%
50 Aspen Investment Management Inc 6,406 273,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.