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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 202 Institutional holders with a total value of $529,106,520.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Apriem Advisors 3 0 0.00%
3 Burt Wealth Advisors 72 1,000 0.00%
4 ROBLE, BELKO & COMPANY, INC 22 1,000 0.00%
5 Barrett Asset Management, LLC 50 2,000 0.00%
6 MYCIO WEALTH PARTNERS, LLC 100 4,000 0.00%
7 Horrell Capital Management, Inc. 157 6,000 0.00%
8 SIMPLEX TRADING, LLC 163 6,000 0.00%
9 BlackRock Finance, Inc. 169 7,000 0.00%
10 Vantage Investment Advisors, LLC 208 8,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 260 10,000 0.00%
12 Sandy Spring Bank 250 10,000 0.00%
13 BANK OF MONTREAL /CAN/ 275 11,000 0.00%
14 Spectrum Management Group, LLC 310 13,000 0.00%
15 North Star Investment Management Corp. 395 16,000 0.00%
16 Advisory Services Network, LLC 464 19,000 0.00%
17 WASHINGTON TRUST BANK 500 20,000 0.00%
18 ZIONS BANCORPORATION 569 23,000 0.00%
19 First Personal Financial Services 650 26,000 0.00%
20 Joel Isaacson & Co., LLC 800 32,000 0.01%
21 PNC FINANCIAL SERVICES GROUP, INC. 1,007 41,000 0.01%
22 NEXT Financial Group, Inc 1,057 42,000 0.01%
23 THOMPSON SIEGEL & WALMSLEY LLC 1,100 45,000 0.01%
24 FineMark National Bank & Trust 1,266 51,000 0.01%
25 FIRST INTERSTATE BANK 1,335 54,000 0.01%
26 Patten Group, Inc. 1,332 54,107 0.01%
27 Capital Directions Investment Advisors, LLC 1,455 59,000 0.01%
28 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1,877 76,000 0.01%
29 Chicago Partners Investment Group LLC 1,987 81,000 0.02%
30 CITIGROUP INC 2,010 82,000 0.02%
31 ASSET PLANNING SERVICES, LTD. 2,044 83,000 0.02%
32 PITTENGER & ANDERSON INC 2,100 85,000 0.02%
33 Ruggie Capital Group 2,105 85,000 0.02%
34 INTEGRATED WEALTH MANAGEMENT 2,483 101,000 0.02%
35 SIGNATUREFD, LLC 2,535 103,000 0.02%
36 HOWE & RUSLING INC 3,000 122,000 0.02%
37 AMERICAN INTERNATIONAL GROUP, INC. 3,128 127,000 0.02%
38 ROWLAND CARMICHAEL ADVISORS INC /ADV 3,614 147,000 0.03%
39 Kistler-Tiffany Companies, LLC 3,913 159,000 0.03%
40 FIFTH THIRD BANCORP 4,000 162,000 0.03%
41 CUTLER GROUP LLC / CA 4,215 171,000 0.03%
42 SARGENT BICKHAM LAGUDIS LLC 4,526 184,000 0.03%
43 BRONFMAN E.L. ROTHSCHILD, L.P. 4,901 199,000 0.04%
44 JFS WEALTH ADVISORS, LLC 4,947 201,000 0.04%
45 Koshinski Asset Management, Inc. 5,101 207,000 0.04%
46 CETERA INVESTMENT ADVISERS 5,113 207,000 0.04%
47 Cubic Asset Management, LLC 5,200 211,000 0.04%
48 Creative Planning 5,357 217,000 0.04%
49 Financial Architects, Inc 5,440 221,000 0.04%
50 JOHNSON INVESTMENT COUNSEL INC 5,509 223,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.