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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 202 Institutional holders with a total value of $529,106,520.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 US FINANCIAL ADVISORS, LLC 5,603 227,000 0.04%
152 JOHNSON INVESTMENT COUNSEL INC 5,509 223,000 0.04%
153 Roundview Capital LLC 5,503 223,000 0.04%
154 Financial Architects, Inc 5,440 221,000 0.04%
155 Creative Planning 5,357 217,000 0.04%
156 Cubic Asset Management, LLC 5,200 211,000 0.04%
157 Koshinski Asset Management, Inc. 5,101 207,000 0.04%
158 CETERA INVESTMENT ADVISERS 5,113 207,000 0.04%
159 JFS WEALTH ADVISORS, LLC 4,947 201,000 0.04%
160 BRONFMAN E.L. ROTHSCHILD, L.P. 4,901 199,000 0.04%
161 SARGENT BICKHAM LAGUDIS LLC 4,526 184,000 0.03%
162 CUTLER GROUP LLC / CA 4,215 171,000 0.03%
163 FIFTH THIRD BANCORP 4,000 162,000 0.03%
164 Kistler-Tiffany Companies, LLC 3,913 159,000 0.03%
165 ROWLAND CARMICHAEL ADVISORS INC /ADV 3,614 147,000 0.03%
166 AMERICAN INTERNATIONAL GROUP, INC. 3,128 127,000 0.02%
167 HOWE & RUSLING INC 3,000 122,000 0.02%
168 SIGNATUREFD, LLC 2,535 103,000 0.02%
169 INTEGRATED WEALTH MANAGEMENT 2,483 101,000 0.02%
170 Ruggie Capital Group 2,105 85,000 0.02%
171 PITTENGER & ANDERSON INC 2,100 85,000 0.02%
172 ASSET PLANNING SERVICES, LTD. 2,044 83,000 0.02%
173 CITIGROUP INC 2,010 82,000 0.02%
174 Chicago Partners Investment Group LLC 1,987 81,000 0.02%
175 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 1,877 76,000 0.01%
176 Capital Directions Investment Advisors, LLC 1,455 59,000 0.01%
177 Patten Group, Inc. 1,332 54,107 0.01%
178 FIRST INTERSTATE BANK 1,335 54,000 0.01%
179 FineMark National Bank & Trust 1,266 51,000 0.01%
180 THOMPSON SIEGEL & WALMSLEY LLC 1,100 45,000 0.01%
181 NEXT Financial Group, Inc 1,057 42,000 0.01%
182 PNC FINANCIAL SERVICES GROUP, INC. 1,007 41,000 0.01%
183 Joel Isaacson & Co., LLC 800 32,000 0.01%
184 First Personal Financial Services 650 26,000 0.00%
185 ZIONS BANCORPORATION 569 23,000 0.00%
186 WASHINGTON TRUST BANK 500 20,000 0.00%
187 Advisory Services Network, LLC 464 19,000 0.00%
188 North Star Investment Management Corp. 395 16,000 0.00%
189 Spectrum Management Group, LLC 310 13,000 0.00%
190 BANK OF MONTREAL /CAN/ 275 11,000 0.00%
191 Sandy Spring Bank 250 10,000 0.00%
192 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 260 10,000 0.00%
193 Vantage Investment Advisors, LLC 208 8,000 0.00%
194 BlackRock Finance, Inc. 169 7,000 0.00%
195 Horrell Capital Management, Inc. 157 6,000 0.00%
196 SIMPLEX TRADING, LLC 163 6,000 0.00%
197 MYCIO WEALTH PARTNERS, LLC 100 4,000 0.00%
198 Barrett Asset Management, LLC 50 2,000 0.00%
199 Burt Wealth Advisors 72 1,000 0.00%
200 ROBLE, BELKO & COMPANY, INC 22 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.