Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 17 Institutional holders with a total value of $15,491,714.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 47,600 3,763,000 24.29%
2 LPL Financial LLC 43,559 3,428,000 22.13%
3 ENVESTNET ASSET MANAGEMENT INC 23,273 1,840,000 11.88%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,879 1,837,000 11.86%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,438 1,774,000 11.45%
6 SG Americas Securities, LLC 11,607 918,000 5.93%
7 MORGAN STANLEY 9,149 724,000 4.67%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,164 329,000 2.12%
9 VALLEY NATIONAL ADVISERS INC 4,095 324,000 2.09%
10 AXA S.A. 3,280 259,000 1.67%
11 MSI Financial Services Inc 1,760 139,000 0.90%
12 BANK OF AMERICA CORP /DE/ 1,105 87,000 0.56%
13 WELLS FARGO & COMPANY/MN 449 35,000 0.23%
14 AMERICAN INTERNATIONAL GROUP, INC. 300 23,714 0.15%
15 NEXT Financial Group, Inc 119 9,000 0.06%
16 Tower Research Capital LLC (TRC) 19 2,000 0.01%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.