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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 38 Institutional holders with a total value of $77,630,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 160,404 15,042,000 19.38%
2 BANK OF AMERICA CORP /DE/ 135,366 12,647,000 16.29%
3 UBS Group AG 122,943 11,487,000 14.80%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 115,810 10,820,000 13.94%
5 LPL Financial LLC 47,565 4,470,000 5.76%
6 MORGAN STANLEY 33,445 3,125,000 4.03%
7 CITADEL ADVISORS LLC 32,056 2,995,000 3.86%
8 SG Americas Securities, LLC 24,843 2,321,000 2.99%
9 Sigma Planning Corp 20,787 1,942,000 2.50%
10 Capital Analysts, LLC 20,398 1,906,000 2.46%
11 Raymond James Financial Services Advisors, Inc. 19,226 1,796,000 2.31%
12 MSI Financial Services Inc 11,505 1,075,000 1.38%
13 REILLY FINANCIAL ADVISORS, LLC 11,492 1,074,000 1.38%
14 MERIDIAN WEALTH MANAGEMENT, LLC 10,140 946,000 1.22%
15 VALLEY NATIONAL ADVISERS INC 8,153 762,000 0.98%
16 RAYMOND JAMES & ASSOCIATES 6,522 609,000 0.78%
17 ADVISOR GROUP, INC. 6,098 570,000 0.73%
18 Vantage Investment Advisors, LLC 4,952 463,000 0.60%
19 STIFEL FINANCIAL CORP 4,547 422,000 0.54%
20 Commonwealth Equity Services, Inc 4,276 400,000 0.52%
21 Cetera Advisors LLC 4,291 400,000 0.52%
22 Cambridge Investment Research Advisors, Inc. 3,858 360,000 0.46%
23 IMS Capital Management 3,439 321,000 0.41%
24 COURIER CAPITAL LLC 3,377 316,000 0.41%
25 First Heartland Consultants, Inc. 3,328 311,000 0.40%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,844 265,000 0.34%
27 ROYAL BANK OF CANADA 2,700 252,000 0.32%
28 JPMORGAN CHASE & CO 1,317 123,000 0.16%
29 CREATIVE FINANCIAL DESIGNS INC /ADV 1,295 121,000 0.16%
30 PNC FINANCIAL SERVICES GROUP, INC. 728 68,000 0.09%
31 WELLS FARGO & COMPANY/MN 666 62,000 0.08%
32 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 621 57,000 0.07%
33 IFP ADVISORS, INC 463 43,000 0.06%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 324 30,000 0.04%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 155 14,000 0.02%
36 Orion Porfolio Solutions, LLC 133 12,000 0.02%
37 Creative Planning 33 3,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.