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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 11 Institutional holders with a total value of $4,831,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 26,581 1,861,000 38.52%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,243 647,000 13.39%
3 BANK OF AMERICA CORP /DE/ 7,932 555,000 11.49%
4 SG Americas Securities, LLC 7,907 554,000 11.47%
5 AXA S.A. 4,100 287,000 5.94%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,409 239,000 4.95%
7 First Heartland Consultants, Inc. 3,218 225,000 4.66%
8 MORGAN STANLEY 2,457 172,000 3.56%
9 MSI Financial Services Inc 1,764 124,000 2.57%
10 AMERIPRISE FINANCIAL INC 1,471 103,000 2.13%
11 NEXT Financial Group, Inc 916 64,000 1.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.